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Mark Anson

Director at Panagora Asset Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

2
Past adviser firms
8
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Mark Anson is Director of Panagora Asset Management Inc, a Boston investment adviser managing $44.1B. Mark Anson has a current broker registration and no current investment-adviser registration and has passed 8 licensing exams.

Role at Panagora Asset Management

Title on Schedule A
Director
Control
Mark Anson is a control person of Panagora Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Mark Anson has held the filed role since December 2018.

The firm

Panagora Asset Management Inc
Boston, MA

Form ADV filed 30 March 2026

$44.1B AUM99 clients44 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7, Series 24, Series 63 and Series 3 · 2016
  3. Oak Hill Investment Management, L.p.
    – · 1 year
    Menlo Park, CA · Adviser representative · Firm CRD 144401
  4. Passed Series 66 · 2008
  5. Nuveen Asset Management
    – · 2 years
    Chicago, IL · Adviser representative · Firm CRD 104626
  6. Passed Series 4 and Series 8 · 1994

Registrations and exams

Broker registration; no current adviser registration. Mark Anson has passed 8 qualifying exams.

Examinations

Series 638 July 2016
Name
Uniform Securities Agent State Law Examination
Series 664 April 2008
Name
Uniform Combined State Law Examination
Series 2417 June 2016
Name
General Securities Principal Examination
Series 811 November 1994
Name
General Securities Sales Supervisor Examination (Options Module & General Module)
Series 420 October 1994
Name
Registered Options Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 329 July 2016
Name
National Commodity Futures Examination
Series 711 May 2016
Name
General Securities Representative Examination

Individual record

Full name
Mark Jonathon Anson
CRD
2502127
Firm
Panagora Asset Management Inc
Registration status
Broker registration; no current adviser registration
Firm bio
panagora.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

PanAgora lists Mark Anson as a member of its board of directors and identifies his role as chief executive officer and chief investment officer of Commonfund. Official PanAgora leadership page

Common questions

Where does Mark Anson work?

Mark Anson has been Director of Panagora Asset Management Inc since December 2018, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Does Mark Anson have a current investment-adviser registration?

Mark Anson has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Mark Anson passed?

Mark Anson has passed 8 licensing exams: the Series 4, Series 8, Series 66, Series 7, Series 24, Series 63, Series 3 and SIE. The earliest, the Series 4, was passed in October 1994.

Source: IAPD individual record, checked 17 October 2026

Where was Mark Anson previously registered as an investment adviser?

Mark Anson has past investment-adviser registrations through Oak Hill Investment Management, L.p., January 2012 to February 2013; Nuveen Asset Management, November 2007 to April 2010, across 2 firms.

Source: IAPD individual record, checked 17 October 2026

Leadership at Panagora Asset Management

Sources

  1. IAPD individual record, CRD 2502127. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Panagora Asset Management Inc, filed 30 March 2026. Title, control and ownership bands.
  3. Panagora Asset Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Mark Anson or Panagora Asset Management Inc and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.