Marisa Ponti has been an investment adviser representative at Mandalay Financial since May 2023, and is not listed among the firm’s executive officers or direct owners.
Mandalay Financial, L.L.C. is a Bellaire, TX firm with $171M under management, 113 clients and 2 advisers in one office, as of its March 2026 filing.
Marisa Ponti’s longest registration is the current one, 3 years at Mandalay Financial since 2023.
- Avidian Wealth SolutionsAlso current– present · under a yearHouston, TX · Adviser representative · Firm CRD 127186
- Ridgeback Capital ManagementCurrent– present · 3 yearsBellaire, TX · Adviser representative · Firm CRD 113848
Investment adviser representative registrations
Marisa Ponti is registered as an investment adviser representative in Texas, since May 2023.
- TexasSince 16 May 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 May 2023 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7630861
- Firm
- Mandalay Financial · CRD 113848
- Office
- 6750 WEST LOOP SOUTH, SUITE 1080, Bellaire, TX 77401
- Registration
- Investment adviser registration
- In the industry since
- May 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Marisa Ponti work?
Marisa Ponti is an investment adviser representative registered through Mandalay Financial, L.L.C. since May 2023, and is not listed among the firm’s executive officers or direct owners.
Is Marisa Ponti a financial advisor?
Yes. Marisa Ponti has a current investment-adviser registration in Texas, through Mandalay Financial since May 2023.
How many years of experience does Marisa Ponti have?
Marisa Ponti has 3 years in the financial industry, since May 2023, across 2 adviser firms.
What exams has Marisa Ponti passed?
Marisa Ponti passed the Series 65 in May 2023.
Where is Marisa Ponti based?
Marisa Ponti’s registered office is in Bellaire, TX.
Is Marisa Ponti registered with FINRA?
No. Marisa Ponti has no current broker registration.
How can I verify Marisa Ponti’s record?
Search CRD 7630861 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Marisa Ponti’s full registration record.