Michael Kuznicki has been President & Chief Compliance Officer of Mandalay Financial since January 1999, is a control person of the firm and directly owns 75% or more of it.
Mandalay Financial, L.L.C. is a Bellaire, TX firm with $171M under management, 113 clients and 2 advisers in one office, as of its March 2026 filing.
Michael Kuznicki’s longest registration is the current one, 27 years at Mandalay Financial since 1999.
- Avidian Wealth SolutionsAlso current– present · under a yearBellaire, TX · Adviser representative · Firm CRD 127186
- Resource Horizons Group, L.L.C.– · under a yearBellaire, TX · Adviser representative · Firm CRD 104368
- Ridgeback Capital ManagementCurrent– present · 27 yearsBellaire, TX · Adviser representative · Firm CRD 113848
Investment adviser representative registrations
Michael Kuznicki is registered as an investment adviser representative in Texas, since February 1999.
- TexasSince 23 February 1999
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 4 March 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 October 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 July 1995 |
| Series 7 | General Securities Representative Examination | 5 June 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Charles Kuznicki
- CRD
- 2620970
- Firm
- Mandalay Financial · CRD 113848
- Role
- President & Chief Compliance Officer
- Office
- 6750 WEST LOOP SOUTH, SUITE 1080, Bellaire, TX 77401
- Registration
- Investment adviser registration
- In the industry since
- February 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Kuznicki work?
Michael Kuznicki has been President & Chief Compliance Officer of Mandalay Financial, L.L.C. since January 1999, and is a control person of the firm.
Is Michael Kuznicki a financial advisor?
Yes. Michael Kuznicki has a current investment-adviser registration in Texas, through Mandalay Financial since February 1999.
How many years of experience does Michael Kuznicki have?
Michael Kuznicki has 27 years in the financial industry, since February 1999, across 3 adviser firms.
What exams has Michael Kuznicki passed?
Michael Kuznicki has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in June 1995. FINRA credited Michael Kuznicki with the SIE, which began in October 2018.
Where is Michael Kuznicki based?
Michael Kuznicki’s registered office is in Bellaire, TX.
Is Michael Kuznicki registered with FINRA?
No. Michael Kuznicki has no current broker registration.
How can I verify Michael Kuznicki’s record?
Search CRD 2620970 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Kuznicki’s full registration record.