Marian Wellman has been an investment adviser representative at Individual Asset Management since April 2010, and is not listed among the firm’s executive officers or direct owners. Marian Wellman holds an MBA in Finance from the University of Colorado.
Individual Asset Management, Inc is a San Mateo, CA firm with $173M under management, 190 clients and 5 advisers in one office, as of its March 2026 filing.
Marian Wellman is Financial Consultant of Individual Asset Management, Inc. (IAM). She began her financial and tax consulting career in 1983 with a major US brokerage firm and launched her own private practice in 1996. She became an Investment Advisor Representative for IAM in 2006.
Investment adviser representative registrations
Marian Wellman is registered as an investment adviser representative in California, since April 2010.
- CaliforniaSince 5 April 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 13 January 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 21 December 1998 |
| Series 7 | General Securities Representative Examination | 28 November 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 May 1992 |
| Series 22 | Direct Participation Programs Representative Examination | 2 May 1983 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 April 1983 |
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Marian Thompson Wellman
- CRD
- 1122844
- Firm
- Individual Asset Management · CRD 123418
- Registration
- Investment adviser registration
- In the industry since
- April 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- iamadvisors.com
Where does Marian Wellman work?
Marian Wellman is an investment adviser representative registered through Individual Asset Management, Inc since April 2010, and is not listed among the firm’s executive officers or direct owners.
Is Marian Wellman a financial advisor?
Yes. Marian Wellman has a current investment-adviser registration in California, through Individual Asset Management since April 2010.
How many years of experience does Marian Wellman have?
Marian Wellman has 16 years in the financial industry, since April 2010, across 1 adviser firm.
What exams has Marian Wellman passed?
Marian Wellman has passed 6 licensing exams: the Series 6, Series 22, Series 63, Series 7, Series 65 and Series 24. The earliest, the Series 6, was passed in April 1983.
Is Marian Wellman registered with FINRA?
No. Marian Wellman has no current broker registration.
How can I verify Marian Wellman’s record?
Search CRD 1122844 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Marian Wellman’s full registration record.