Maria Kattan-Chrin has been CEO/Managing Partner of Circle Wealth Management since December 2006, is a control person of the firm and directly owns under 5% of it.
Circle Wealth Management, LLC is a Summit, NJ firm with $14.1B under management, 380 clients and 11 advisers across 2 offices, as of its April 2026 filing.
Investment adviser representative registrations
Maria Kattan-Chrin is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from May 2007; the most recent is Florida, in February 2026.
- FloridaSince 19 February 2026
- New JerseySince 9 May 2007
- New YorkSince 1 December 2021
- TexasResidentSince 17 April 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 August 2007 |
| Series 3 | National Commodity Futures Examination | 9 April 1990 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 March 1990 |
| Series 7 | General Securities Representative Examination | 17 March 1990 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Maria Lourdes Kattan-Chrin
- CRD
- 2029554
- Firm
- Circle Wealth Management · CRD 142878
- Role
- CEO/Managing Partner
- Registration
- Investment adviser registration
- In the industry since
- May 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Maria Kattan-Chrin work?
Maria Kattan-Chrin has been CEO/Managing Partner of Circle Wealth Management, LLC since December 2006, and is a control person of the firm.
Is Maria Kattan-Chrin a financial advisor?
Yes. Maria Kattan-Chrin has a current investment-adviser registration in Florida, New Jersey, New York and Texas, through Circle Wealth Management since May 2007.
How many years of experience does Maria Kattan-Chrin have?
Maria Kattan-Chrin has 19 years in the financial industry, since May 2007, across 1 adviser firm.
What exams has Maria Kattan-Chrin passed?
Maria Kattan-Chrin has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 65. The earliest, the Series 7, was passed in March 1990.
Is Maria Kattan-Chrin registered with FINRA?
No. Maria Kattan-Chrin has no current broker registration.
How can I verify Maria Kattan-Chrin’s record?
Search CRD 2029554 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Maria Kattan-Chrin’s full registration record.
