Kristen Breault has been Chief Compliance Officer, Partner of Circle Wealth Management since December 2007, is a control person of the firm and directly owns between 5% and 10% of it. Kristen Breault holds a BA from the University of Delaware.
Circle Wealth Management, LLC is a Summit, NJ firm with $14.1B under management, 380 clients and 11 advisers across 2 offices, as of its April 2026 filing.
Kristen A. Breault is Partner and Chief Compliance Officer of Circle Wealth Management. Breault is also Head of Client Services. Her professional experience includes Goldman Sachs & Co., Private Wealth Management.
- – present · 19 yearsSummit, NJ · Adviser representative · Firm CRD 142878
Investment adviser representative registrations
Kristen Breault is registered as an investment adviser representative in New Jersey, since June 2007.
- New JerseySince 11 June 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 July 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 November 1998 |
| Series 7 | General Securities Representative Examination | 9 August 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kristen Anne Breault
- CRD
- 2766931
- Firm
- Circle Wealth Management · CRD 142878
- Role
- Chief Compliance Officer, Partner
- Office
- 47 MAPLE STREET, SUITE 201, Summit, NJ 07901
- Registration
- Investment adviser registration
- In the industry since
- June 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- circlewm.com
Where does Kristen Breault work?
Kristen Breault has been Chief Compliance Officer, Partner of Circle Wealth Management, LLC since December 2007, and is a control person of the firm.
Is Kristen Breault a financial advisor?
Yes. Kristen Breault has a current investment-adviser registration in New Jersey, through Circle Wealth Management since June 2007.
How many years of experience does Kristen Breault have?
Kristen Breault has 19 years in the financial industry, since June 2007, across 1 adviser firm.
What exams has Kristen Breault passed?
Kristen Breault has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in August 1996.
Where is Kristen Breault based?
Kristen Breault’s registered office is in Summit, NJ.
Is Kristen Breault registered with FINRA?
No. Kristen Breault has no current broker registration.
How can I verify Kristen Breault’s record?
Search CRD 2766931 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kristen Breault’s full registration record.
