Marcus Mrugala has been an investment adviser representative at Richmond Investment Services since July 2024, and is not listed among the firm’s executive officers or direct owners.
Richmond Investment Services LLC is a Mequon, WI firm with $453M under management, 890 clients and 11 advisers across 2 offices, as of its August 2026 filing.
Marcus Mrugala’s longest registration was 11 years at Edward Jones (2005–2017). Before joining Richmond Investment Services in 2024, Marcus Mrugala was registered through LPL Financial LLC and Edward Jones.
- – present · 2 yearsMequon, WI · Adviser representative · Firm CRD 327451
- LPL Financial LLC– · 6 yearsFort Mill, SC · Adviser representative · Firm CRD 6413
- Edward Jones– · 11 yearsThiensville, WI · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Marcus Mrugala is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in July 2024.
- TexasResidentSince 9 July 2024
- WisconsinSince 9 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 1 December 2005 |
| Series 7 | General Securities Representative Examination | 28 November 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Marcus John Mrugala
- CRD
- 2737770
- Firm
- Richmond Investment Services · CRD 327451
- Office
- 7702 W MEQUON RD, Mequon, WI 53097-3217
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2005
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Marcus Mrugala work?
Marcus Mrugala is an investment adviser representative registered through Richmond Investment Services LLC since July 2024, and is not listed among the firm’s executive officers or direct owners.
Is Marcus Mrugala a financial advisor?
Yes. Marcus Mrugala has a current investment-adviser registration in Texas and Wisconsin, through Richmond Investment Services since July 2024.
How many years of experience does Marcus Mrugala have?
Marcus Mrugala has 20 years in the financial industry, since November 2005, across 3 adviser firms.
What exams has Marcus Mrugala passed?
Marcus Mrugala has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in November 2005. FINRA credited Marcus Mrugala with the SIE, which began in October 2018.
Where did Marcus Mrugala work before Richmond Investment Services?
Before Richmond Investment Services, Marcus Mrugala was registered through LPL Financial LLC, August 2017 to June 2024; Edward Jones, December 2005 to August 2017.
Where is Marcus Mrugala based?
Marcus Mrugala’s registered office is in Mequon, WI.
Is Marcus Mrugala registered with FINRA?
Yes. Marcus Mrugala has a current broker registration, under CRD 2737770.
Source: FINRA BrokerCheck
How can I verify Marcus Mrugala’s record?
Search CRD 2737770 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Marcus Mrugala’s full registration record.