Marcus Maurer has been an investment adviser representative at Prospero Wealth since April 2018, and is not listed among the firm’s executive officers or direct owners.
Prospero Wealth, LLC is a firm with $111M under management, 87 clients and 7 advisers in one office, as of its September 2026 filing.
Marcus Maurer is a co-founder and advisor at Prospero Wealth. He has worked at Amazon, Ameriprise, and University of Washington.
Marcus Maurer’s longest registration is the current one, 8 years at Prospero Wealth since 2018. Before joining Prospero Wealth in 2018, Marcus Maurer was registered through Ameriprise Financial Services, Inc.
- Prospero Wealth, LLCCurrent– present · 8 yearsSeattle, WA · Adviser representative · Firm CRD 289966
- Ameriprise Financial Services, Inc.– · 8 yearsSeattle, WA · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Marcus Maurer is registered as an investment adviser representative in Washington, since April 2018.
- WashingtonSince 26 April 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 October 2017 |
| Series 66 | Uniform Combined State Law Examination | 10 March 2006 |
| Series 7 | General Securities Representative Examination | 17 February 2006 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Marcus James Maurer
- CRD
- 5069858
- Firm
- Prospero Wealth · CRD 289966
- Office
- Seattle, WA
- Registration
- Investment adviser registration
- In the industry since
- December 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prosperowealth.com
Where does Marcus Maurer work?
Marcus Maurer is an investment adviser representative registered through Prospero Wealth, LLC since April 2018, and is not listed among the firm’s executive officers or direct owners.
Is Marcus Maurer a financial advisor?
Yes. Marcus Maurer has a current investment-adviser registration in Washington, through Prospero Wealth since April 2018.
How many years of experience does Marcus Maurer have?
Marcus Maurer has 16 years in the financial industry, since December 2009, across 2 adviser firms.
What exams has Marcus Maurer passed?
Marcus Maurer has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in February 2006.
Where did Marcus Maurer work before Prospero Wealth?
Before Prospero Wealth, Marcus Maurer was registered through Ameriprise Financial Services, Inc., March 2006 to July 2014.
Where is Marcus Maurer based?
Marcus Maurer’s registered office is in Seattle, WA.
Is Marcus Maurer registered with FINRA?
No. Marcus Maurer has no current broker registration.
How can I verify Marcus Maurer’s record?
Search CRD 5069858 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Marcus Maurer’s full registration record.