Marcus Bauman has been an investment adviser representative at Interactive Financial Advisors since July 2013, and is not listed among the firm’s executive officers or direct owners.
Interactive Financial Advisors, Inc. is a New Lenox, IL firm with $240M under management, 1,307 clients and 33 advisers across 27 offices, as of its August 2026 filing.
Marcus Bauman’s longest registration is the current one, 13 years at Interactive Financial Advisors since 2013. Before joining Interactive Financial Advisors in 2013, Marcus Bauman was registered through 1st Global Advisors Inc.
- – present · 13 yearsNewport News, VA · Adviser representative · Firm CRD 125117
- 1st Global Advisors Inc– · 4 yearsRichmond, VA · Adviser representative · Firm CRD 111133
Investment adviser representative registrations
Marcus Bauman is registered as an investment adviser representative in Virginia, since July 2013.
- VirginiaSince 30 July 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 September 2008 |
| Series 7 | General Securities Representative Examination | 31 July 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Marcus Matthew Bauman
- CRD
- 5278844
- Firm
- Interactive Financial Advisors · CRD 125117
- Office
- 11815 Fountain Way, Suite 300, Newport News, VA 23606
- Registration
- Investment adviser registration
- In the industry since
- July 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Marcus Bauman work?
Marcus Bauman is an investment adviser representative registered through Interactive Financial Advisors, Inc. since July 2013, and is not listed among the firm’s executive officers or direct owners.
Is Marcus Bauman a financial advisor?
Yes. Marcus Bauman has a current investment-adviser registration in Virginia, through Interactive Financial Advisors since July 2013.
How many years of experience does Marcus Bauman have?
Marcus Bauman has 17 years in the financial industry, since July 2009, across 2 adviser firms.
What exams has Marcus Bauman passed?
Marcus Bauman has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2008. FINRA credited Marcus Bauman with the SIE, which began in October 2018.
Where did Marcus Bauman work before Interactive Financial Advisors?
Before Interactive Financial Advisors, Marcus Bauman was registered through 1st Global Advisors Inc, September 2008 to October 2012.
Where is Marcus Bauman based?
Marcus Bauman’s registered office is in Newport News, VA.
Is Marcus Bauman registered with FINRA?
No. Marcus Bauman has no current broker registration.
How can I verify Marcus Bauman’s record?
Search CRD 5278844 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Marcus Bauman’s full registration record.