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Malvika Gupta

Chief Compliance Officer at Antares Capital Advisers

Officer recordForm ADV filed 5 August 2026

Malvika Gupta is Chief Compliance Officer of Antares Capital Advisers LLC, a Chicago investment adviser.

Career

Malvika Gupta has been Chief Compliance Officer of Antares Capital Advisers since March 2026. Malvika Gupta is a control person of the firm and directly owns under 5% of it. Malvika Gupta holds a J.D. from CUNY School of Law at Queens College and a B.A. in English and Philosophy from SUNY Geneseo.

Antares Capital Advisers LLC is a Chicago, IL firm with $47.4B under management, 48 clients and 240 advisers across 7 offices, as of its August 2026 filing.

Malvika Gupta joined Antares Capital in 2022 as its chief compliance officer. Her biography describes prior work at the U.S. Securities and Exchange Commission and U.S. Department of Labor, as well as legal and transactional roles at Merrill Lynch and Lehman Brothers.

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Individual registration and examination information for Malvika Gupta is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Malvika Gupta
CRD
5239904
Record basis
Form ADV officer listing
Firm bio
antares.com

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Malvika Gupta work?

Malvika Gupta has been Chief Compliance Officer of Antares Capital Advisers LLC since March 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 5 August 2026

Leadership at Antares Capital Advisers

Sources

  1. IAPD individual lookup, CRD 5239904. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Antares Capital Advisers LLC, filed 5 August 2026. Title, control and ownership bands.
  3. Antares Capital Advisers team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

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