Madison Caswell has been an investment adviser representative at Meld Financial since December 2021, and is not listed among the firm’s executive officers or direct owners.
Meld Financial, Inc. is a Birmingham, AL firm with $776M under management, 1,130 clients and 10 advisers across 3 offices, as of its March 2026 filing.
- Meld Financial, Inc.Current– present · 4 yearsBirmingham, AL · Adviser representative · Firm CRD 118896
Investment adviser representative registrations
Madison Caswell is registered as an investment adviser representative in Alabama, since December 2021.
- AlabamaSince 14 December 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 November 2021 |
| Series 7TO | General Securities Representative Examination | 25 May 2021 |
| SIE | Securities Industry Essentials Examination | 14 December 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7045926
- Firm
- Meld Financial · CRD 118896
- Office
- 3008 PUMP HOUSE RD., Birmingham, AL 35243
- Registration
- Investment adviser registration
- In the industry since
- May 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Madison Caswell work?
Madison Caswell is an investment adviser representative registered through Meld Financial, Inc. since December 2021, and is not listed among the firm’s executive officers or direct owners.
Is Madison Caswell a financial advisor?
Yes. Madison Caswell has a current investment-adviser registration in Alabama, through Meld Financial since December 2021.
How many years of experience does Madison Caswell have?
Madison Caswell has 5 years in the financial industry, since May 2021, across 1 adviser firm.
What exams has Madison Caswell passed?
Madison Caswell has passed 3 licensing exams: the SIE, Series 7TO and Series 65. The earliest, the SIE, was passed in December 2020.
Where is Madison Caswell based?
Madison Caswell’s registered office is in Birmingham, AL.
Is Madison Caswell registered with FINRA?
No. Madison Caswell has no current broker registration.
How can I verify Madison Caswell’s record?
Search CRD 7045926 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Madison Caswell’s full registration record.
