M Warren has been an investment adviser representative at Wealth Advisory Solutions since August 2017, and is not listed among the firm’s executive officers or direct owners.
Wealth Advisory Solutions, LLC is a Zionsville, IN firm with $599M under management, 684 clients and 8 advisers across 4 offices, as of its March 2026 filing.
M Warren’s longest registration is the current one, 9 years at Wealth Advisory Solutions since 2017. Before joining Wealth Advisory Solutions in 2017, M Warren was registered through Morgan Stanley and Citigroup Global Markets Inc.
- – present · 9 yearsBrownsburg, IN · Adviser representative · Firm CRD 288903
- Morgan Stanley– · 8 yearsIndianapolis, IN · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 8 yearsIndianapolis, IN · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
M Warren is registered as an investment adviser representative in Indiana, since August 2017.
- IndianaSince 17 August 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 29 January 2010 |
| Series 65 | Uniform Investment Adviser Law Examination | 18 January 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 January 2001 |
| Series 7 | General Securities Representative Examination | 22 December 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- M Chet Warren
- CRD
- 4310023
- Firm
- Wealth Advisory Solutions · CRD 288903
- Office
- 7230 Arbuckle Commons, Suite 233, Brownsburg, IN 46112
- Registration
- Investment adviser registration
- In the industry since
- December 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does M Warren work?
M Warren is an investment adviser representative registered through Wealth Advisory Solutions, LLC since August 2017, and is not listed among the firm’s executive officers or direct owners.
Is M Warren a financial advisor?
Yes. M Warren has a current investment-adviser registration in Indiana, through Wealth Advisory Solutions since August 2017.
How many years of experience does M Warren have?
M Warren has 25 years in the financial industry, since December 2000, across 3 adviser firms.
What exams has M Warren passed?
M Warren has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in December 2000. FINRA credited M Warren with the SIE, which began in October 2018.
Where did M Warren work before Wealth Advisory Solutions?
Before Wealth Advisory Solutions, M Warren was registered through Citigroup Global Markets Inc., April 2001 to June 2009.
Where is M Warren based?
M Warren’s registered office is in Brownsburg, IN.
Is M Warren registered with FINRA?
No. M Warren has no current broker registration.
How can I verify M Warren’s record?
Search CRD 4310023 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes M Warren’s full registration record.
- Kimberly CusterManaging Member/CCO
- Tyler NeedlerManaging Member
- Steven KyburzManaging Member