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Luke Sarsfield

Elected Manager at RCP Advisors 2

No current adviser or broker registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Luke Sarsfield holds the title Elected Manager at RCP Advisors 2, LLC, a Dallas investment adviser managing $18.2B. Luke Sarsfield has passed 6 licensing exams.

Role at RCP Advisors 2

Title on Schedule A
Elected Manager
Control
Luke Sarsfield is a control person of RCP Advisors 2.
Ownership
An individual ownership band is not available in the source record.
Tenure
Luke Sarsfield has held the filed role since March 2024.

The firm

RCP Advisors 2, LLC
Dallas, TX

Form ADV filed 8 July 2026

$18.2B AUM109 clients13 advisers3 offices

Career on record

Firms and exams, newest first
  1. Passed Series 79TO · 2023
  2. Passed Series 3 · 2021
  3. Passed Series 63 · 2020
  4. Passed SIE · 2018
  5. Passed Series 24 · 2008
  6. Passed Series 7 · 1999

Registrations and exams

No current adviser or broker registration. Luke Sarsfield has passed 6 qualifying exams.

Examinations

Series 6311 December 2020
Name
Uniform Securities Agent State Law Examination
Series 2431 March 2008
Name
General Securities Principal Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
Series 329 January 2021
Name
National Commodity Futures Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 73 September 1999
Name
General Securities Representative Examination

Individual record

Full name
Luke Aloysius Sarsfield
CRD
2384365
Firm
RCP Advisors 2, LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Luke Sarsfield work?

Luke Sarsfield has held the title Elected Manager at RCP Advisors 2, LLC since March 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 8 July 2026

Does Luke Sarsfield have a current investment-adviser registration?

Luke Sarsfield has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Luke Sarsfield passed?

Luke Sarsfield has passed 6 licensing exams: the Series 7, Series 24, SIE, Series 63, Series 3 and Series 79TO. The earliest, the Series 7, was passed in September 1999.

Source: IAPD individual record, checked 17 October 2026

Leadership at RCP Advisors 2

Sources

  1. IAPD individual record, CRD 2384365. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of RCP Advisors 2, LLC, filed 8 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Luke Sarsfield or RCP Advisors 2, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.