Luke Parton has been an investment adviser representative at Adaptive Financial Consulting since November 2018, and is not listed among the firm’s executive officers or direct owners.
Adaptive Financial Consulting, LLC is a Beachwood, OH firm with $547M under management, 261 clients and 6 advisers across 4 offices, as of its March 2026 filing.
Luke Parton is a Comprehensive Wealth Advisor at Adaptive Financial Consulting. He develops financial plans that include tax mitigation, business and sale planning, investment, retirement and estate planning. He has worked with business owners throughout the United States, including independent pharmacy owners, and with owners deciding whether to acquire or sell businesses.
- – present · 7 yearsMount Pleasant, SC · Adviser representative · Firm CRD 288185
Investment adviser representative registrations
Luke Parton is registered as an investment adviser representative in 2 states. The first approvals date from November 2018; the most recent is South Carolina, in December 2020.
- South CarolinaSince 2 December 2020
- TexasSince 8 November 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 April 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Luke Timothy Parton
- CRD
- 5388427
- Firm
- Adaptive Financial Consulting · CRD 288185
- Office
- Mount Pleasant, SC
- Registration
- Investment adviser registration
- In the industry since
- January 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- adaptivefc.com
Where does Luke Parton work?
Luke Parton is an investment adviser representative registered through Adaptive Financial Consulting, LLC since November 2018, and is not listed among the firm’s executive officers or direct owners.
Is Luke Parton a financial advisor?
Yes. Luke Parton has a current investment-adviser registration in South Carolina and Texas, through Adaptive Financial Consulting since November 2018.
How many years of experience does Luke Parton have?
Luke Parton has 13 years in the financial industry, since January 2013, across 1 adviser firm.
What exams has Luke Parton passed?
Luke Parton passed the Series 6 in April 2011. FINRA credited Luke Parton with the SIE, which began in October 2018.
Where is Luke Parton based?
Luke Parton’s registered office is in Mount Pleasant, SC.
Is Luke Parton registered with FINRA?
No. Luke Parton has no current broker registration.
How can I verify Luke Parton’s record?
Search CRD 5388427 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Luke Parton’s full registration record.