Jeremy Thompson has been Managing Member & Chief Compliance Officer of Adaptive Financial Consulting since May 2013, is a control person of the firm and directly owns 75% or more of it. Jeremy Thompson holds a Bachelor of Science in Business Administration from Ohio Northern University.
Adaptive Financial Consulting, LLC is a Beachwood, OH firm with $547M under management, 261 clients and 6 advisers across 4 offices, as of its March 2026 filing.
Jeremy Thompson is Founder and CEO of Adaptive Financial Consulting. He started his career at Lincoln Financial / Sagemark Consulting in 2001, working with high-net-worth entrepreneurs, and in 2012 joined Stratos Wealth Partners as an advisor focused on tax-mitigation planning for high-net-worth business owners. He founded Adaptive to offer clients advisory services that integrate tax mitigation, investment management, business continuity, estate planning and retirement plan design.
Jeremy Thompson’s longest registration was 9 years at Lincoln Financial Advisors Corporation (2003–2012). Before joining Adaptive Financial Consulting in 2017, Jeremy Thompson was registered through Stratos Wealth Partners, LTD and Lincoln Financial Advisors Corporation.
- – present · 9 yearsBeachwood, OH · Adviser representative · Firm CRD 288185
- Stratos Wealth Partners, LTD– · 4 yearsBeachwood, OH · Adviser representative · Firm CRD 153184
- Lincoln Financial Advisors Corporation– · 9 yearsCleveland, OH · Adviser representative · Firm CRD 3978
Investment adviser representative registrations
Jeremy Thompson is registered as an investment adviser representative in 3 states. The first approvals date from July 2017; the most recent is Texas, in September 2017.
- LouisianaSince 31 July 2017
- OhioSince 26 July 2017
- TexasSince 18 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 February 2002 |
| Series 7 | General Securities Representative Examination | 15 October 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeremy Bigelow Thompson
- CRD
- 4441474
- Firm
- Adaptive Financial Consulting · CRD 288185
- Role
- Managing Member & Chief Compliance Officer
- Office
- 3401 ENTERPRISE PARKWAY, SUITE 340, Beachwood, OH 44122
- Registration
- Investment adviser registration
- In the industry since
- March 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- adaptivefc.com
Where does Jeremy Thompson work?
Jeremy Thompson has been Managing Member & Chief Compliance Officer of Adaptive Financial Consulting, LLC since May 2013, and is a control person of the firm.
Is Jeremy Thompson a financial advisor?
Yes. Jeremy Thompson has a current investment-adviser registration in Louisiana, Ohio and Texas, through Adaptive Financial Consulting since July 2017.
How many years of experience does Jeremy Thompson have?
Jeremy Thompson has 23 years in the financial industry, since March 2003, across 3 adviser firms.
What exams has Jeremy Thompson passed?
Jeremy Thompson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2001. FINRA credited Jeremy Thompson with the SIE, which began in October 2018.
Where did Jeremy Thompson work before Adaptive Financial Consulting?
Before Adaptive Financial Consulting, Jeremy Thompson was registered through Lincoln Financial Advisors Corporation, March 2003 to September 2012.
Where is Jeremy Thompson based?
Jeremy Thompson’s registered office is in Beachwood, OH.
Is Jeremy Thompson registered with FINRA?
No. Jeremy Thompson has no current broker registration.
How can I verify Jeremy Thompson’s record?
Search CRD 4441474 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeremy Thompson’s full registration record.