Lucas Poteet has been an investment adviser representative at Monarch Wealth Strategies since July 2025, and is not listed among the firm’s executive officers or direct owners.
Monarch Wealth Strategies is a Santa Barbara, CA firm with $463M under management, 396 clients and 7 advisers across 3 offices, as of its March 2026 filing.
- Monarch Wealth StrategiesCurrent– present · 1 yearSanta Barbara, CA · Adviser representative · Firm CRD 136029
Investment adviser representative registrations
Lucas Poteet is registered as an investment adviser representative in California, since July 2025.
- CaliforniaSince 3 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 June 2025 |
| SIE | Securities Industry Essentials Examination | 6 March 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Lucas Ray Poteet
- CRD
- 8126933
- Firm
- Monarch Wealth Strategies · CRD 136029
- Office
- 222 E. Carrillo St., Suite 208, Santa Barbara, CA 93101
- Registration
- Investment adviser registration
- In the industry since
- July 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Lucas Poteet work?
Lucas Poteet is an investment adviser representative registered through Monarch Wealth Strategies since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Lucas Poteet a financial advisor?
Yes. Lucas Poteet has a current investment-adviser registration in California, through Monarch Wealth Strategies since July 2025.
How many years of experience does Lucas Poteet have?
Lucas Poteet has 1 year in the financial industry, since July 2025, across 1 adviser firm.
What exams has Lucas Poteet passed?
Lucas Poteet has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in March 2025.
Where is Lucas Poteet based?
Lucas Poteet’s registered office is in Santa Barbara, CA.
Is Lucas Poteet registered with FINRA?
No. Lucas Poteet has no current broker registration.
How can I verify Lucas Poteet’s record?
Search CRD 8126933 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lucas Poteet’s full registration record.
