Lucas Pavlatos has been an investment adviser representative at WinCap Financial since June 2024, and is not listed among the firm’s executive officers or direct owners.
Wincap Financial LLC is a Boston, MA firm with $223M under management, 270 clients and 6 advisers across 7 offices, as of its June 2026 filing.
Lucas Pavlatos’ longest registration was 6 years at John Hancock Personal Financial Services, LLC (2017–2024). Before joining WinCap Financial in 2024, Lucas Pavlatos was registered through John Hancock Personal Financial Services, LLC.
- Wincap Financial LLCCurrent– present · 2 yearsDanvers, MA · Adviser representative · Firm CRD 315798
- John Hancock Personal Financial Services, LLC– · 6 yearsBoston, MA · Adviser representative · Firm CRD 174433
Investment adviser representative registrations
Lucas Pavlatos is registered as an investment adviser representative in Massachusetts, since June 2024.
- MassachusettsSince 10 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 18 April 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 23 August 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 February 2017 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 December 2016 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Lucas P Pavlatos
- CRD
- 6722736
- Firm
- WinCap Financial · CRD 315798
- Office
- Danvers, MA
- Registration
- Investment adviser registration
- In the industry since
- December 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Lucas Pavlatos work?
Lucas Pavlatos is an investment adviser representative registered through Wincap Financial LLC since June 2024, and is not listed among the firm’s executive officers or direct owners.
Is Lucas Pavlatos a financial advisor?
Yes. Lucas Pavlatos has a current investment-adviser registration in Massachusetts, through WinCap Financial since June 2024.
How many years of experience does Lucas Pavlatos have?
Lucas Pavlatos has 9 years in the financial industry, since December 2016, across 2 adviser firms.
What exams has Lucas Pavlatos passed?
Lucas Pavlatos has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7TO. The earliest, the Series 6, was passed in December 2016. FINRA credited Lucas Pavlatos with the SIE, which began in October 2018.
Where did Lucas Pavlatos work before WinCap Financial?
Before WinCap Financial, Lucas Pavlatos was registered through John Hancock Personal Financial Services, LLC, August 2017 to May 2024.
Where is Lucas Pavlatos based?
Lucas Pavlatos’ registered office is in Danvers, MA.
Is Lucas Pavlatos registered with FINRA?
No. Lucas Pavlatos has no current broker registration.
How can I verify Lucas Pavlatos’ record?
Search CRD 6722736 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lucas Pavlatos’ full registration record.