Lowell McCarthy has been an investment adviser representative at Integrity Financial since November 2022, and is not listed among the firm’s executive officers or direct owners.
Integrity Financial Corporation is a Jackson, WY firm with $868M under management, 1,450 clients and 0 advisers across 6 offices, as of its March 2026 filing.
Lowell McCarthy’s longest registration is the current one, 3 years at Integrity Financial since 2022. Before joining Integrity Financial in 2022, Lowell McCarthy was registered through FSC Securities Corporation.
- – present · 3 yearsJackson, WY · Adviser representative · Firm CRD 137125
- FSC Securities Corporation– · under a yearStatesville, NC · Adviser representative · Firm CRD 7461
Investment adviser representative registrations
Lowell McCarthy is registered as an investment adviser representative in 2 states. The first approvals date from November 2022; the most recent is Wyoming, in November 2023.
- WashingtonSince 11 November 2022
- WyomingSince 10 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 18 June 2022 |
| Series 66 | Uniform Combined State Law Examination | 24 January 2022 |
| Series 7TO | General Securities Representative Examination | 14 December 2021 |
| SIE | Securities Industry Essentials Examination | 1 November 2021 |
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7448638
- Firm
- Integrity Financial · CRD 137125
- Office
- 680 S. CACHE ST., SUITE 100 - 7403, Jackson, WY 83001
- Registration
- Investment adviser registration
- In the industry since
- January 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Lowell McCarthy work?
Lowell McCarthy is an investment adviser representative registered through Integrity Financial Corporation since November 2022, and is not listed among the firm’s executive officers or direct owners.
Is Lowell McCarthy a financial advisor?
Yes. Lowell McCarthy has a current investment-adviser registration in Washington and Wyoming, through Integrity Financial since November 2022.
How many years of experience does Lowell McCarthy have?
Lowell McCarthy has 4 years in the financial industry, since January 2022, across 2 adviser firms.
What exams has Lowell McCarthy passed?
Lowell McCarthy has passed 4 licensing exams: the SIE, Series 7TO, Series 66 and Series 24. The earliest, the SIE, was passed in November 2021.
Where did Lowell McCarthy work before Integrity Financial?
Before Integrity Financial, Lowell McCarthy was registered through FSC Securities Corporation, January 2022 to September 2022.
Where is Lowell McCarthy based?
Lowell McCarthy’s registered office is in Jackson, WY.
Is Lowell McCarthy registered with FINRA?
No. Lowell McCarthy has no current broker registration.
How can I verify Lowell McCarthy’s record?
Search CRD 7448638 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lowell McCarthy’s full registration record.
Kristofer GrayPrincipal, Chief Compliance Officer- Sarah ArcherChief Investment Officer
- Deann CrossManaging Director
- Scott WilsonChief Finance Officer