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Lisa Conrad

General Counsel and Chief Compliance Officer at Whitebox Advisors

Officer record from the firm’s Form ADVForm ADV filed 25 March 2026

Lisa Conrad is General Counsel and Chief Compliance Officer of Whitebox Advisors LLC, a Minneapolis investment adviser.

Role at Whitebox Advisors

Title on Schedule A
General Counsel and Chief Compliance Officer
Control
Lisa Conrad is a control person of Whitebox Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Lisa Conrad has held the filed role since April 2021.

The firm

Whitebox Advisors LLC
Minneapolis, MN

Form ADV filed 25 March 2026

$15.7B AUM16 clients35 advisers4 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Lisa Conrad is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Lisa Conrad
CRD
1631111
Firm
Whitebox Advisors LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Lisa Conrad work?

Lisa Conrad has been General Counsel and Chief Compliance Officer of Whitebox Advisors LLC since April 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 25 March 2026

Leadership at Whitebox Advisors

  • Muquarrab Karim
    Chief Operating Officer and Chief Financial Officer
  • Brian Lutz
    Partner, Head of Convertible Arbitrage
  • Jacob Mercer
    Partner, Head of Special Situations and Restructuring
  • Paul Roos
    Partner, Head of Structured Credit
  • Nickolas Stukas
    Partner, Head of Credit Relative Value
  • Robert Vogel
    Partner, Chief Investment Officer

Sources

  1. IAPD individual lookup, CRD 1631111. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Whitebox Advisors LLC, filed 25 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Lisa Conrad or Whitebox Advisors LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.