Linda Halleran has been an investment adviser representative at Frank Financial Services since May 2021, and is not listed among the firm’s executive officers or direct owners.
Frank Financial Services is a Carlsbad, CA firm with $188M under management, 144 clients and 2 advisers in one office, as of its February 2026 filing.
Linda Halleran’s longest registration was 5 years at Goldman Sachs Personal Financial Management (2015–2021). Before joining Frank Financial Services in 2021, Linda Halleran was registered through Goldman Sachs Personal Financial Management.
- Frank Financial AdvisorsCurrent– present · 5 yearsCarlsbad, CA · Adviser representative · Firm CRD 147537
- Goldman Sachs Personal Financial Management– · 5 yearsModesto, CA · Adviser representative · Firm CRD 134600
Investment adviser representative registrations
Linda Halleran is registered as an investment adviser representative in California, since May 2021.
- CaliforniaSince 17 May 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 May 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Linda A Halleran
- CRD
- 6079086
- Firm
- Frank Financial Services · CRD 147537
- Office
- 2710 LOKER AVENUE WEST, SUITE 230, Carlsbad, CA 92010
- Registration
- Investment adviser registration
- In the industry since
- June 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Linda Halleran work?
Linda Halleran is an investment adviser representative registered through Frank Financial Services since May 2021, and is not listed among the firm’s executive officers or direct owners.
Is Linda Halleran a financial advisor?
Yes. Linda Halleran has a current investment-adviser registration in California, through Frank Financial Services since May 2021.
How many years of experience does Linda Halleran have?
Linda Halleran has 11 years in the financial industry, since June 2015, across 2 adviser firms.
What exams has Linda Halleran passed?
Linda Halleran passed the Series 65 in May 2015.
Where did Linda Halleran work before Frank Financial Services?
Before Frank Financial Services, Linda Halleran was registered through Goldman Sachs Personal Financial Management, May 2015 to April 2021.
Where is Linda Halleran based?
Linda Halleran’s registered office is in Carlsbad, CA.
Is Linda Halleran registered with FINRA?
No. Linda Halleran has no current broker registration.
How can I verify Linda Halleran’s record?
Search CRD 6079086 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Linda Halleran’s full registration record.
