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Lettie Sihota, portrait

Lettie Sihota

Member and Chief Compliance Officer at VVR Holdings in Sumas, WA

Investment adviser registrationUpdated

Lettie Sihota is Member and Chief Compliance Officer of VVR Holdings LLC, an investment adviser managing $241M, and works from its Sumas, WA office. Lettie Sihota has been registered as an investment adviser representative through VVR Holdings since 26 February 2025, has 7 years in the industry across 3 firms and has passed the SIE, Series 7TO and Series 66.

7
Years in industry
1
Years at firm
3
Adviser firms
3
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Lettie Sihota has been Member and Chief Compliance Officer of VVR Holdings since November 2024, is a control person of the firm and directly owns between 10% and 25% of it. Lettie Sihota holds a Bachelor's degree in Business Management from Western Washington University.

VVR Holdings LLC is a Bellingham, WA firm with $241M under management, 262 clients and 1 adviser across 4 offices, as of its October 2026 filing.

Lettie Sihota is on the team at Capstone RIA in Bellingham, Washington. She began her career in finance in 2013 at a local financial planning firm, where she became Marketing and Client Development Director. She oversees client relations, community engagement and the firm's marketing initiatives, and is a board member of the GHawk Foundation.

Lettie Sihota’s longest registration was 5 years at Capstone Wealth Advisors, LLC (2019–2025). Before joining VVR Holdings in 2025, Lettie Sihota was registered through Capstone Wealth Advisors, LLC and LPL Financial LLC.

  1. – present · 1 year
    Sumas, WA · Adviser representative · Firm CRD 334343
  2. Capstone Wealth Advisors, LLC
    – · 5 years
    Salem, OR · Adviser representative · Firm CRD 287670
  3. LPL Financial LLC
    – · under a year
    Bellingham, WA · Adviser representative · Firm CRD 6413

Credentials and registrations

Investment adviser representative registrations

Lettie Sihota is registered as an investment adviser representative in 3 states. The first approvals date from February 2025; the most recent is Alaska, in April 2025.

  • AlaskaSince 14 April 2025
  • TexasSince 31 March 2025
  • WashingtonSince 26 February 2025

Examinations

Series 661 April 2019
Name
Uniform Combined State Law Examination
Series 7TO11 February 2019
Name
General Securities Representative Examination
SIE3 December 2018
Name
Securities Industry Essentials Examination

Key facts

Full name
Lettie Elizabeth Sihota
CRD
6269967
Firm
VVR Holdings · CRD 334343
Role
Member and Chief Compliance Officer
Office
Sumas, WA
Registration
Investment adviser registration
In the industry since
February 2019
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Lettie Sihota work?

Lettie Sihota has been Member and Chief Compliance Officer of VVR Holdings LLC since November 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 October 2026

Is Lettie Sihota a financial advisor?

Yes. Lettie Sihota has a current investment-adviser registration in Alaska, Texas and Washington, through VVR Holdings since February 2025.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Lettie Sihota have?

Lettie Sihota has 7 years in the financial industry, since February 2019, across 3 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Lettie Sihota passed?

Lettie Sihota has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in December 2018.

Source: IAPD individual record, checked 22 October 2026

Where did Lettie Sihota work before VVR Holdings?

Before VVR Holdings, Lettie Sihota was registered through LPL Financial LLC, April 2019 to October 2019.

Source: IAPD individual record, checked 22 October 2026

Where is Lettie Sihota based?

Lettie Sihota’s registered office is in Sumas, WA.

Source: IAPD individual record, checked 22 October 2026

Is Lettie Sihota registered with FINRA?

No. Lettie Sihota has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Lettie Sihota’s record?

Search CRD 6269967 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lettie Sihota’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at VVR Holdings

Sources

  1. IAPD individual record, CRD 6269967, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of VVR Holdings LLC, filed 1 October 2026. Title, control and ownership bands.
  3. VVR Holdings team page. Biography, education, credentials, awards and the portrait, reproduced for identification.