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Leslie Arsenault Metz

Chief Operating Officer, General Counsel at Dakota Wealth

Firm officerUpdated

Leslie Arsenault Metz has been Chief Operating Officer, General Counsel of Dakota Wealth, LLC, a Palm Beach Gardens, FL investment adviser managing $6.94B, since July 2025.

1
Years in role
$6.94B
Firm AUM
3,764
Firm clients
61
Firm advisers

From Form ADV filed 11 August 2026Form ADV

Career

Leslie Arsenault Metz is a control person of Dakota Wealth and directly owns under 5% of it.

Dakota Wealth is an investment adviser based in Palm Beach Gardens, FL, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $6.94 billion, as filed on 11 August 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD
7631002
Firm
Dakota Wealth · CRD 297987
Role
Chief Operating Officer, General Counsel
In role since
July 2025 · 1 year
Control person
Yes
Direct ownership
Under 5%
Firm headquarters
Palm Beach Gardens, FL
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Leslie Arsenault Metz work?

Leslie Arsenault Metz has been Chief Operating Officer, General Counsel of Dakota Wealth, LLC since July 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 11 August 2026

How can I verify Leslie Arsenault Metz’s record?

Leslie Arsenault Metz’s role is listed on Dakota Wealth, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 297987.

Source: Form ADV, Schedule A, filed 11 August 2026

Leadership at Dakota Wealth

Sources

  1. IAPD individual lookup, CRD 7631002, checked 21 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Dakota Wealth, LLC, filed 11 August 2026. Title, control and ownership bands.