Lena Cazabat has been an investment adviser representative at Atlas Private Wealth Advisors since September 2016, and is not listed among the firm’s executive officers or direct owners.
Atlas Private Wealth Advisors, LLC is a Red Bank, NJ firm with $860M under management, 1,223 clients and 14 advisers across 13 offices, as of its July 2026 filing.
Lena Cazabat’s longest registration is the current one, 12 years at LPL Financial LLC since 2013. Before joining Atlas Private Wealth Advisors in 2016, Lena Cazabat was registered through Flagship Harbor Advisors, LLC and Ameriprise Financial Services, Inc.
- – present · 10 yearsRed Bank, NJ · Adviser representative · Firm CRD 283744
- Flagship Harbor Advisors, LLC– · 2 yearsMatawan, NJ · Adviser representative · Firm CRD 155733
- LPL Financial LLCAlso current– present · 12 yearsMorganville, NJ · Adviser representative and broker · Firm CRD 6413
- Ameriprise Financial Services, Inc.– · 2 yearsMatawan, NJ · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Lena Cazabat is registered as an investment adviser representative in New Jersey, since September 2016.
- New JerseySince 9 September 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 April 2011 |
| Series 7 | General Securities Representative Examination | 27 March 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lena L Cazabat
- CRD
- 5611931
- Firm
- Atlas Private Wealth Advisors · CRD 283744
- Office
- 331 NEWMAN SPRINGS RD., SUITE 320, BUILDING 3, 2ND FLOOR, Red Bank, NJ 07701
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2009
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Lena Cazabat work?
Lena Cazabat is an investment adviser representative registered through Atlas Private Wealth Advisors, LLC since September 2016, and is not listed among the firm’s executive officers or direct owners.
Is Lena Cazabat a financial advisor?
Yes. Lena Cazabat has a current investment-adviser registration in New Jersey, through Atlas Private Wealth Advisors since September 2016.
How many years of experience does Lena Cazabat have?
Lena Cazabat has 17 years in the financial industry, since March 2009, across 4 adviser firms.
What exams has Lena Cazabat passed?
Lena Cazabat has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2009. FINRA credited Lena Cazabat with the SIE, which began in October 2018.
Where did Lena Cazabat work before Atlas Private Wealth Advisors?
Before Atlas Private Wealth Advisors, Lena Cazabat was registered through Flagship Harbor Advisors, LLC, December 2013 to August 2016; Ameriprise Financial Services, Inc., May 2011 to December 2013.
Where is Lena Cazabat based?
Lena Cazabat’s registered office is in Red Bank, NJ.
Is Lena Cazabat registered with FINRA?
Yes. Lena Cazabat has a current broker registration, under CRD 5611931.
Source: FINRA BrokerCheck
How can I verify Lena Cazabat’s record?
Search CRD 5611931 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Lena Cazabat’s full registration record.
