Career
Leland Cummings has been Senior Vice President of Nationwide Fund Advisors since January 2008. Leland Cummings is a control person of the firm and directly owns under 5% of it.
Nationwide Fund Advisors is a Columbus, OH firm with $83.1B under management, 129 clients and 22 advisers in one office, as of its February 2026 filing.
- Liberty Ridge Capital– · 1 yearWayne, PA · Adviser representative · Firm CRD 106710
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 April 2004 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 12 January 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 August 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 August 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Leland Thomas Cummings
- CRD
- 2523271
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Leland Cummings work?
Leland Cummings has been Senior Vice President of Nationwide Fund Advisors since January 2008, and is a control person of the firm.
Does Leland Cummings have a current investment-adviser registration?
Leland Cummings has a current broker registration and no current investment-adviser registration.
What exams has Leland Cummings passed?
Leland Cummings has passed 4 licensing exams: the Series 63, Series 6, Series 26 and Series 65. The earliest, the Series 63, was passed in August 1996. FINRA credited Leland Cummings with the SIE, which began in October 2018.
Where was Leland Cummings previously registered as an investment adviser?
Leland Cummings has past investment-adviser registrations through Liberty Ridge Capital, April 2004 to December 2005, across 1 firm.