Lee Kilbrith has been an investment adviser representative at Prospect Financial Services since January 2022, and is not listed among the firm’s executive officers or direct owners.
Prospect Financial Services LLC is a Melville, NY firm with $431M under management, 613 clients and 9 advisers in one office, as of its March 2026 filing.
Lee E. Kilbrith is Managing Director of Prospect Financial Services. He has over 40 years of financial services experience. He is past President and one of the founders of Chwast & Kilbrith, CPA PC, a firm of Certified Public Accountants, and current President of the Huntington Village Business Improvement District.
Lee Kilbrith’s longest registration was 9 years at Avantax Advisory Services (2010–2019). Before joining Prospect Financial Services in 2022, Lee Kilbrith was registered through The Pinnacle Financial Group and Avantax Advisory Services.
- – present · 4 yearsRaleigh, NC · Adviser representative · Firm CRD 314154
- The Pinnacle Financial Group– · under a yearWest Palm Beach, FL · Adviser representative · Firm CRD 164395
- LPL Financial LLCAlso current– present · 6 yearsRaleigh, NC · Adviser representative and broker · Firm CRD 6413
- Avantax Advisory Services– · 9 yearsHuntington, NY · Adviser representative · Firm CRD 104556
Investment adviser representative registrations
Lee Kilbrith is registered as an investment adviser representative in North Carolina, since January 2023.
- North CarolinaSince 6 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 27 October 1998 |
| Series 7 | General Securities Representative Examination | 26 October 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lee Edward Kilbrith
- CRD
- 3100072
- Firm
- Prospect Financial Services · CRD 314154
- Office
- Raleigh, NC
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- profinserv.net
Where does Lee Kilbrith work?
Lee Kilbrith is an investment adviser representative registered through Prospect Financial Services LLC since January 2022, and is not listed among the firm’s executive officers or direct owners.
Is Lee Kilbrith a financial advisor?
Yes. Lee Kilbrith has a current investment-adviser registration in North Carolina, through Prospect Financial Services since January 2022.
How many years of experience does Lee Kilbrith have?
Lee Kilbrith has 27 years in the financial industry, since October 1998, across 4 adviser firms.
What exams has Lee Kilbrith passed?
Lee Kilbrith has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in October 1998. FINRA credited Lee Kilbrith with the SIE, which began in October 2018.
Where did Lee Kilbrith work before Prospect Financial Services?
Before Prospect Financial Services, Lee Kilbrith was registered through The Pinnacle Financial Group, August 2021 to December 2021; Avantax Advisory Services, January 2010 to November 2019.
Where is Lee Kilbrith based?
Lee Kilbrith’s registered office is in Raleigh, NC.
Is Lee Kilbrith registered with FINRA?
Yes. Lee Kilbrith has a current broker registration, under CRD 3100072.
Source: FINRA BrokerCheck
How can I verify Lee Kilbrith’s record?
Search CRD 3100072 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Lee Kilbrith’s full registration record.
