Lawrence Springer has been an investment adviser representative at Sherpa Capital Management since January 2026, and is not listed among the firm’s executive officers or direct owners.
Sherpa Capital Management, LLC is a firm with $107M under management, 158 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Lawrence Springer’s longest registration was 13 years at Woodbury Financial Services, Inc. (2010–2024). Before joining Sherpa Capital Management in 2026, Lawrence Springer was registered through Osaic Wealth, Inc. and Woodbury Financial Services, Inc.
- Sherpa Capital ManagementCurrent– present · under a yearHockessin, DE · Adviser representative · Firm CRD 336739
- Osaic Wealth, Inc.– · 2 yearsHockessin, DE · Adviser representative · Firm CRD 23131
- Woodbury Financial Services, Inc.– · 13 yearsHockessin, DE · Adviser representative · Firm CRD 421
- Metlife Securities Inc.– · 1 yearOld Bridge, NJ · Adviser representative · Firm CRD 14251
- Investment Advisors Asset Management, LLC– · 4 yearsOld Bridge, NJ · Adviser representative · Firm CRD 128716
- Iac Advisory Services, Inc– · 1 yearOcean, NJ · Adviser representative · Firm CRD 122000
Investment adviser representative registrations
Lawrence Springer is registered as an investment adviser representative in 2 states. Each was approved in January 2026.
- DelawareSince 27 January 2026
- New JerseySince 30 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 7 July 2000 |
| Series 7 | General Securities Representative Examination | 5 May 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 August 1996 |
| Series 1 | Registered Representative Examination | 10 July 1979 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- Lawrence Earl Springer
- CRD
- 868675
- Firm
- Sherpa Capital Management · CRD 336739
- Office
- 722 YORKLYN ROAD, SUITE 300, Hockessin, DE 19707
- Registration
- Investment adviser registration
- In the industry since
- October 1979
- Disciplinary history
- Not yet shown here · SEC record
Where does Lawrence Springer work?
Lawrence Springer is an investment adviser representative registered through Sherpa Capital Management, LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Lawrence Springer a financial advisor?
Yes. Lawrence Springer has a current investment-adviser registration in Delaware and New Jersey, through Sherpa Capital Management since January 2026.
How many years of experience does Lawrence Springer have?
Lawrence Springer has 46 years in the financial industry, since October 1979, across 6 adviser firms.
What exams has Lawrence Springer passed?
Lawrence Springer has passed 5 licensing exams: the Series 1, Series 63, Series 7, Series 65 and Series 6TO. The earliest, the Series 1, was passed in July 1979. FINRA credited Lawrence Springer with the SIE, which began in October 2018.
Where did Lawrence Springer work before Sherpa Capital Management?
Before Sherpa Capital Management, Lawrence Springer was registered through Woodbury Financial Services, Inc., June 2010 to January 2024; Metlife Securities Inc., September 2008 to July 2010; Investment Advisors Asset Management, LLC, August 2004 to September 2008; Iac Advisory Services, Inc, April 2003 to December 2004.
Where is Lawrence Springer based?
Lawrence Springer’s registered office is in Hockessin, DE.
Is Lawrence Springer registered with FINRA?
No. Lawrence Springer has no current broker registration.
How can I verify Lawrence Springer’s record?
Search CRD 868675 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lawrence Springer’s full registration record.