Peter Succoso has been Chief Executive Officer of Sherpa Capital Management since May 2025, is a control person of the firm and directly owns 75% or more of it.
Sherpa Capital Management, LLC is a firm with $107M under management, 158 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Peter Succoso’s longest registration was 16 years at Woodbury Financial Services, Inc. (2007–2024). Before joining Sherpa Capital Management in 2025, Peter Succoso was registered through Woodbury Financial Services, Inc. and Hornor, Townsend & Kent, Inc.
- Sherpa Capital ManagementCurrent– present · 1 yearJupiter, FL · Adviser representative · Firm CRD 336739
- Osaic Wealth, Inc.Also current– present · 2 yearsJupiter, FL · Adviser representative and broker · Firm CRD 23131
- Woodbury Financial Services, Inc.– · 16 yearsHockessin, DE · Adviser representative · Firm CRD 421
- Hornor, Townsend & Kent, Inc.– · 3 yearsHockessin, DE · Adviser representative · Firm CRD 4031
Investment adviser representative registrations
Peter Succoso is registered as an investment adviser representative in Florida, since July 2025.
- FloridaSince 24 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 6 November 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 October 1998 |
| Series 7 | General Securities Representative Examination | 20 October 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Peter John Succoso
- CRD
- 1798811
- Firm
- Sherpa Capital Management · CRD 336739
- Role
- Chief Executive Officer
- Office
- Jupiter, FL
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Peter Succoso work?
Peter Succoso has been Chief Executive Officer of Sherpa Capital Management, LLC since May 2025, and is a control person of the firm.
Is Peter Succoso a financial advisor?
Yes. Peter Succoso has a current investment-adviser registration in Florida, through Sherpa Capital Management since July 2025.
How many years of experience does Peter Succoso have?
Peter Succoso has 26 years in the financial industry, since October 2000, across 4 adviser firms.
What exams has Peter Succoso passed?
Peter Succoso has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 1998. FINRA credited Peter Succoso with the SIE, which began in October 2018.
Where did Peter Succoso work before Sherpa Capital Management?
Before Sherpa Capital Management, Peter Succoso was registered through Woodbury Financial Services, Inc., February 2007 to January 2024; Hornor, Townsend & Kent, Inc., January 2004 to February 2007.
Where is Peter Succoso based?
Peter Succoso’s registered office is in Jupiter, FL.
Is Peter Succoso registered with FINRA?
Yes. Peter Succoso has a current broker registration, under CRD 1798811.
Source: FINRA BrokerCheck
How can I verify Peter Succoso’s record?
Search CRD 1798811 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Peter Succoso’s full registration record.