Lawrence Carter has been an investment adviser representative at RPS Advisory Solutions since December 2023, and is not listed among the firm’s executive officers or direct owners. Lawrence Carter holds a General Studies degree from Coastal Carolina University and an Associate degree in Legal Studies.
RPS Advisory Solutions, LLC is a Louisville, KY firm with $467M under management, 1,212 clients and 5 advisers across 2 offices, as of its July 2026 filing.
Larry Carter is Wealth Advisor of RPS Advisory Solutions, LLC. He has over 25 years of experience as a Wealth Advisor, with a background as a paralegal and small business manager. His focus includes solutions for clients before and after retirement, and for adult children of clients who need support with transitions such as aging in place and managed care.
Lawrence Carter’s longest registration was 15 years at Wells Fargo Clearing Services, LLC (2008–2023). Before joining RPS Advisory Solutions in 2023, Lawrence Carter was registered through Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc.
- – present · 2 yearsLouisville, KY · Adviser representative · Firm CRD 311575
- Wells Fargo Clearing Services, LLC– · 15 yearsLouisville, KY · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 4 yearsLouisville, KY · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Lawrence Carter is registered as an investment adviser representative in Kentucky, since December 2023.
- KentuckySince 15 December 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 24 February 2017 |
| Series 3 | National Commodity Futures Examination | 12 May 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 July 1999 |
| Series 7 | General Securities Representative Examination | 15 July 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lawrence Wells Carter
- CRD
- 2058988
- Firm
- RPS Advisory Solutions · CRD 311575
- Office
- 3432 STONY SPRING CIRCLE, Louisville, KY 40220
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- retirementplanningsolutions.com
Where does Lawrence Carter work?
Lawrence Carter is an investment adviser representative registered through RPS Advisory Solutions, LLC since December 2023, and is not listed among the firm’s executive officers or direct owners.
Is Lawrence Carter a financial advisor?
Yes. Lawrence Carter has a current investment-adviser registration in Kentucky, through RPS Advisory Solutions since December 2023.
How many years of experience does Lawrence Carter have?
Lawrence Carter has 27 years in the financial industry, since July 1999, across 3 adviser firms.
What exams has Lawrence Carter passed?
Lawrence Carter has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 65. The earliest, the Series 7, was passed in July 1999. FINRA credited Lawrence Carter with the SIE, which began in October 2018.
Where did Lawrence Carter work before RPS Advisory Solutions?
Before RPS Advisory Solutions, Lawrence Carter was registered through A. G. Edwards & Sons, Inc., October 2003 to January 2008.
Where is Lawrence Carter based?
Lawrence Carter’s registered office is in Louisville, KY.
Is Lawrence Carter registered with FINRA?
Yes. Lawrence Carter has a current broker registration, under CRD 2058988.
Source: FINRA BrokerCheck
How can I verify Lawrence Carter’s record?
Search CRD 2058988 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Lawrence Carter’s full registration record.
- Michael EllisonCEO/President
- Sonia GoforthChief Compliance Officer