Laurie Pinner has held the title Member at Mustard Seed Financial since January 2017, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Mustard Seed Financial, LLC is a Magnolia, AR firm with $449M under management, 734 clients and 9 advisers across 6 offices, as of its March 2026 filing.
- – present · 12 yearsHope, AR · Adviser representative · Firm CRD 117737
Investment adviser representative registrations
Laurie Pinner is registered as an investment adviser representative in 3 states. The first approvals date from December 2013; the most recent are Louisiana and Texas, in November 2014.
- ArkansasSince 13 December 2013
- LouisianaSince 25 November 2014
- TexasSince 25 November 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 March 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 26 October 2012 |
| Series 66 | Uniform Combined State Law Examination | 6 June 2012 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Laurie Bryn Pinner
- CRD
- 5669017
- Firm
- Mustard Seed Financial · CRD 117737
- Role
- Member
- Office
- 108 EAST 19TH, Hope, AR 71801
- Registration
- Investment adviser registration
- In the industry since
- December 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Laurie Pinner work?
Laurie Pinner has held the title Member at Mustard Seed Financial, LLC since January 2017.
Is Laurie Pinner a financial advisor?
Yes. Laurie Pinner has a current investment-adviser registration in Arkansas, Louisiana and Texas, through Mustard Seed Financial since December 2013.
How many years of experience does Laurie Pinner have?
Laurie Pinner has 12 years in the financial industry, since December 2013, across 1 adviser firm.
What exams has Laurie Pinner passed?
Laurie Pinner has passed 3 licensing exams: the Series 66, Series 6 and Series 65. The earliest, the Series 66, was passed in June 2012.
Where is Laurie Pinner based?
Laurie Pinner’s registered office is in Hope, AR.
Is Laurie Pinner registered with FINRA?
No. Laurie Pinner has no current broker registration.
How can I verify Laurie Pinner’s record?
Search CRD 5669017 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Laurie Pinner’s full registration record.