Laura Sword has been Chief Financial Officer, Chief Compliance Officer of The Weil since January 2005, is a control person of the firm and directly owns between 10% and 25% of it.
The Weil Company is a San Diego, CA firm with $896M under management, 519 clients and 7 advisers in one office, as of its February 2026 filing.
- Christopher Weil & Co IncCurrent– present · 10 yearsSan Diego, CA · Adviser representative · Firm CRD 22090
Investment adviser representative registrations
Laura Sword is registered as an investment adviser representative in California, since October 2015.
- CaliforniaSince 26 October 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 24 October 2015 |
| Series 24 | General Securities Principal Examination | 7 September 2005 |
| Series 7 | General Securities Representative Examination | 9 August 2005 |
| Series 27 | Financial and Operations Principal Examination | 22 April 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 June 1987 |
| Series 39 | Direct Participation Programs Principal Examination | 8 May 1987 |
| Series 22 | Direct Participation Programs Representative Examination | 13 September 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Financial and Operations Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Principal Examination
- Name
- Direct Participation Programs Representative Examination
- Full name
- Laura Theresa Sword
- CRD
- 1370406
- Firm
- The Weil · CRD 22090
- Role
- Chief Financial Officer, Chief Compliance Officer
- Office
- 11236 EL CAMINO REAL, SUITE 200, San Diego, CA 92130
- Registration
- Investment adviser registration
- In the industry since
- September 1987
- Disciplinary history
- Not yet shown here · SEC record
Where does Laura Sword work?
Laura Sword has been Chief Financial Officer, Chief Compliance Officer of The Weil Company since January 2005, and is a control person of the firm.
Is Laura Sword a financial advisor?
Yes. Laura Sword has a current investment-adviser registration in California, through The Weil since October 2015.
How many years of experience does Laura Sword have?
Laura Sword has 39 years in the financial industry, since September 1987, across 1 adviser firm.
What exams has Laura Sword passed?
Laura Sword has passed 7 licensing exams: the Series 22, Series 39, Series 63, Series 27, Series 7, Series 24 and Series 65. The earliest, the Series 22, was passed in September 1985. FINRA credited Laura Sword with the SIE, which began in October 2018.
Where is Laura Sword based?
Laura Sword’s registered office is in San Diego, CA.
Is Laura Sword registered with FINRA?
No. Laura Sword has no current broker registration.
How can I verify Laura Sword’s record?
Search CRD 1370406 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Laura Sword’s full registration record.
