Laura Herrington has been an investment adviser representative at Sound Financial Strategies Group since August 2022, and is not listed among the firm’s executive officers or direct owners. Laura Herrington holds a Bachelor of Arts from Belhaven University and a Master of Science from the University of Southern Mississippi.
Sound Financial Strategies Group, LLC is a Madison, MS firm with $218M under management, 593 clients and 4 advisers in one office, as of its March 2026 filing.
Laura Herrington is Financial Advisor and Financial Planning Manager of Sound Financial Strategies Group, based in Madison, MS. She joined the Sound family in July 2022 and leads the delivery of financial planning services at Sound Financial. Her prior experience includes healthcare management and laboratory medicine.
Laura Herrington’s longest registration is the current one, 4 years at Sound Financial Strategies Group since 2022. Before joining Sound Financial Strategies Group in 2022, Laura Herrington was registered through New Perspectives, Inc.
- – present · 4 yearsMadison, MS · Adviser representative · Firm CRD 286261
- New Perspectives, Inc.– · under a yearRidgeland, MS · Adviser representative · Firm CRD 113925
Professional designations
Listed by Sound Financial Strategies Group
- CFP®
- ChFC®
Investment adviser representative registrations
Laura Herrington is registered as an investment adviser representative in Mississippi, since August 2022.
- MississippiSince 1 August 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 30 April 2026 |
| Series 65 | Uniform Investment Adviser Law Examination | 26 May 2022 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Laura Ellen Herrington
- CRD
- 7515062
- Firm
- Sound Financial Strategies Group · CRD 286261
- Office
- 116 ONE MADISON PLAZA, SUITE 1100, Madison, MS 39110
- Registration
- Investment adviser registration
- In the industry since
- June 2022
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- soundfsg.com
Where does Laura Herrington work?
Laura Herrington is an investment adviser representative registered through Sound Financial Strategies Group, LLC since August 2022, and is not listed among the firm’s executive officers or direct owners.
Is Laura Herrington a financial advisor?
Yes. Laura Herrington has a current investment-adviser registration in Mississippi, through Sound Financial Strategies Group since August 2022.
How many years of experience does Laura Herrington have?
Laura Herrington has 4 years in the financial industry, since June 2022, across 2 adviser firms.
What exams has Laura Herrington passed?
Laura Herrington has passed 2 licensing exams: the Series 65 and SIE. The earliest, the Series 65, was passed in May 2022.
Where did Laura Herrington work before Sound Financial Strategies Group?
Before Sound Financial Strategies Group, Laura Herrington was registered through New Perspectives, Inc., May 2022 to July 2022.
Where is Laura Herrington based?
Laura Herrington’s registered office is in Madison, MS.
Is Laura Herrington registered with FINRA?
No. Laura Herrington has no current broker registration.
Is Laura Herrington a CFP?
Sound Financial Strategies Group lists Laura Herrington with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Laura Herrington’s record?
Search CRD 7515062 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Laura Herrington’s full registration record.
