Joel Holden has been Partner/COO/CCO of Sound Financial Strategies Group since January 2017, is a control person of the firm and directly owns under 5% of it. Joel Holden holds a Bachelor's degree in Risk Management, Insurance and Financial Planning from Mississippi State University.
Sound Financial Strategies Group, LLC is a Madison, MS firm with $218M under management, 593 clients and 4 advisers in one office, as of its March 2026 filing.
Joel Holden is President and Chief Operating Officer of Sound Financial Strategies Group, based in Madison, MS. After serving on the leadership team since 2009, he recently transitioned to full ownership and management of the company. He began his career with Sound in 2009 and leads the firm's financial planning strategy, working with advisors to refine planning processes.
Joel Holden’s longest registration is the current one, 9 years at Sound Financial Strategies Group since 2017. Before joining Sound Financial Strategies Group in 2017, Joel Holden was registered through National Planning Corporation ("NPC of America" in FL & NY).
- – present · 9 yearsMadison, MS · Adviser representative · Firm CRD 286261
- National Planning Corporation ("NPC of America" in FL & NY)– · 7 yearsFlowood, MS · Adviser representative · Firm CRD 29604
Investment adviser representative registrations
Joel Holden is registered as an investment adviser representative in 2 states. Each was approved in April 2017.
- MississippiSince 9 April 2017
- TexasSince 9 April 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 September 2009 |
| Series 7 | General Securities Representative Examination | 29 July 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joel R Holden
- CRD
- 5642118
- Firm
- Sound Financial Strategies Group · CRD 286261
- Role
- Partner/COO/CCO
- Office
- 116 ONE MADISON PLAZA, SUITE 1100, Madison, MS 39110
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2009
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- soundfsg.com
Where does Joel Holden work?
Joel Holden has been Partner/COO/CCO of Sound Financial Strategies Group, LLC since January 2017, and is a control person of the firm.
Is Joel Holden a financial advisor?
Yes. Joel Holden has a current investment-adviser registration in Mississippi and Texas, through Sound Financial Strategies Group since April 2017.
How many years of experience does Joel Holden have?
Joel Holden has 17 years in the financial industry, since July 2009, across 2 adviser firms.
What exams has Joel Holden passed?
Joel Holden has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2009. FINRA credited Joel Holden with the SIE, which began in October 2018.
Where did Joel Holden work before Sound Financial Strategies Group?
Before Sound Financial Strategies Group, Joel Holden was registered through National Planning Corporation ("NPC of America" in FL & NY), September 2009 to April 2017.
Where is Joel Holden based?
Joel Holden’s registered office is in Madison, MS.
Is Joel Holden registered with FINRA?
Yes. Joel Holden has a current broker registration, under CRD 5642118.
Source: FINRA BrokerCheck
How can I verify Joel Holden’s record?
Search CRD 5642118 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Joel Holden’s full registration record.