Larry Lyons has been an investment adviser representative at Transce3nd since November 2022, and is not listed among the firm’s executive officers or direct owners.
Transce3nd LLC is a Buda, TX firm with $419M under management, 1,620 clients and 42 advisers across 17 offices, as of its May 2026 filing.
Larry Lyons is Private Wealth Advisor of e3 Wealth, based in Atlanta, Georgia. He has over 20 years of experience as an investment advisor and coaches clients on understanding their investment portfolios and formulating strategies to achieve their life goals. He began his career as an insurance professional in 1989 with Guardian Life Insurance Co., before joining Principal Financial Group.
Larry Lyons’ longest registration was 16 years at Kalos Management (2005–2022). Before joining Transce3nd in 2022, Larry Lyons was registered through Ae Wealth Management, LLC and Kalos Management.
- Ae Wealth Management, LLC– · under a yearCumming, GA · Adviser representative · Firm CRD 282580
- Kalos Management– · 16 yearsAlpharetta, GA · Adviser representative · Firm CRD 133025
Professional designations
Listed by Transce3nd
- Chartered Financial Consultant (ChFC®)
Investment adviser representative registrations
Larry Lyons is registered as an investment adviser representative in 2 states. Each was approved in November 2022.
- GeorgiaSince 3 November 2022
- TexasSince 1 November 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 1 December 2008 |
| Series 66 | Uniform Combined State Law Examination | 1 October 2005 |
| Series 7 | General Securities Representative Examination | 14 January 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 May 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Larry Kenneth Lyons
- CRD
- 2856522
- Firm
- Transce3nd · CRD 317745
- Office
- 410 PEACHTREE PKWY, BLDG 400, SUITE 4245, Cumming, GA 30041
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- e3wealth.com
Where does Larry Lyons work?
Larry Lyons is an investment adviser representative registered through Transce3nd LLC since November 2022, and is not listed among the firm’s executive officers or direct owners.
Is Larry Lyons a financial advisor?
Yes. Larry Lyons has a current investment-adviser registration in Georgia and Texas, through Transce3nd since November 2022.
How many years of experience does Larry Lyons have?
Larry Lyons has 27 years in the financial industry, since November 1998, across 3 adviser firms.
What exams has Larry Lyons passed?
Larry Lyons has passed 4 licensing exams: the Series 63, Series 7, Series 66 and Series 24. The earliest, the Series 63, was passed in May 1997. FINRA credited Larry Lyons with the SIE, which began in October 2018.
Where did Larry Lyons work before Transce3nd?
Before Transce3nd, Larry Lyons was registered through Transce3nd, LLC, July 2022 to July 2022; Kalos Management, October 2005 to August 2022.
Where is Larry Lyons based?
Larry Lyons’ registered office is in Cumming, GA.
Is Larry Lyons registered with FINRA?
Yes. Larry Lyons has a current broker registration, under CRD 2856522.
Source: FINRA BrokerCheck
How can I verify Larry Lyons’ record?
Search CRD 2856522 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Larry Lyons’ full registration record.
