Lacey Roberts has been an investment adviser representative at Integrity Financial Advisors since January 2022, and is not listed among the firm’s executive officers or direct owners.
Integrity Financial Advisors, LLC is a Woburn, MA firm with $135M under management, 240 clients and 8 advisers across 6 offices, as of its June 2026 filing.
Lacey Roberts’ longest registration was 6 years at MML Investors Services, LLC (2008–2014). Before joining Integrity Financial Advisors in 2022, Lacey Roberts was registered through Cape Investment Advisory, Inc. and WBB Securities, LLC.
- – present · 4 yearsEdmond, OK · Adviser representative · Firm CRD 313369
- Cape Investment Advisory, Inc.– · 4 yearsEdmond, OK · Adviser representative · Firm CRD 146384
- WBB Securities, LLC– · under a yearSan Diego, CA · Adviser representative · Firm CRD 118440
- Keystone Capital Corporation– · 1 yearEdmond, OK · Adviser representative · Firm CRD 10722
- MML Investors Services, LLC– · 6 yearsEdmond, OK · Adviser representative · Firm CRD 10409
- J. P. Morgan Securities Inc.– · 1 yearOklahoma City, OK · Adviser representative · Firm CRD 18718
- Chase Investment Services Corp.– · under a yearOklahoma City, OK · Adviser representative · Firm CRD 25574
- Wachovia Securities, LLC– · 2 yearsEdmond, OK · Adviser representative · Firm CRD 19616
- Prudential Securities Incorporated– · 1 yearOklahoma City, OK · Adviser representative · Firm CRD 7471
Investment adviser representative registrations
Lacey Roberts is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2022; the most recent is Texas, in April 2022.
- OklahomaSince 3 January 2022
- TexasResidentSince 28 April 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 23 October 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 June 2001 |
| Series 31 | Futures Managed Funds Examination | 15 May 2001 |
| Series 7 | General Securities Representative Examination | 15 November 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
- Full name
- Lacey Lynn Roberts
- CRD
- 4245139
- Firm
- Integrity Financial Advisors · CRD 313369
- Office
- 2524 N Broadway, Suite 335, Edmond, OK 73071
- Registration
- Investment adviser registration
- In the industry since
- February 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Lacey Roberts work?
Lacey Roberts is an investment adviser representative registered through Integrity Financial Advisors, LLC since January 2022, and is not listed among the firm’s executive officers or direct owners.
Is Lacey Roberts a financial advisor?
Yes. Lacey Roberts has a current investment-adviser registration in Oklahoma and Texas, through Integrity Financial Advisors since January 2022.
How many years of experience does Lacey Roberts have?
Lacey Roberts has 25 years in the financial industry, since February 2001, across 9 adviser firms.
What exams has Lacey Roberts passed?
Lacey Roberts has passed 4 licensing exams: the Series 7, Series 31, Series 63 and Series 65. The earliest, the Series 7, was passed in November 2000. FINRA credited Lacey Roberts with the SIE, which began in October 2018.
Where did Lacey Roberts work before Integrity Financial Advisors?
Before Integrity Financial Advisors, Lacey Roberts was registered through Cape Investment Advisory, Inc., August 2017 to January 2022; WBB Securities, LLC, March 2017 to September 2017; Keystone Capital Corporation, January 2015 to October 2016; MML Investors Services, LLC, May 2008 to December 2014; J. P. Morgan Securities Inc., January 2007 to February 2008; Chase Investment Services Corp., May 2006 to January 2007; Wachovia Securities, LLC, July 2003 to May 2006; Prudential Securities Incorporated, July 2001 to July 2003.
Where is Lacey Roberts based?
Lacey Roberts’ registered office is in Edmond, OK.
Is Lacey Roberts registered with FINRA?
No. Lacey Roberts has no current broker registration.
How can I verify Lacey Roberts’ record?
Search CRD 4245139 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lacey Roberts’ full registration record.