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Investment adviser registrationSeattle, WA

Kristen Bauer is CEO of Laird Norton Wetherby Wealth Management, LLC, a Seattle investment adviser managing $12.2B. Kristen Bauer has been registered as an investment adviser representative through Laird Norton Wetherby Wealth Management since 3 December 2025, has 17 years in the industry across 3 firms and has passed the Series 65.

17
Years in industry
0
Years at firm
3
Adviser firms
1
States registered

From the IAPD record · data retrieved 18 October 2026 · page updated 20 October 2026SEC record

Career

Kristen Bauer has been CEO of Laird Norton Wetherby Wealth Management since January 2022. Kristen Bauer is a control person of the firm and directly owns under 5% of it. Kristen Bauer holds a B.A. in Business Administration from the University of Washington, Foster School of Business.

Laird Norton Wetherby Wealth Management, LLC is a Seattle, WA firm with $12.2B under management, 1,149 clients and 96 advisers across 5 offices, as of its March 2026 filing.

LNW identifies Kristen Bauer as its CEO and says her prior leadership roles included Tiedemann Advisors and Threshold Group.

  1. LnwCurrent
    – present · under a year
    Seattle, WA · Adviser representative · Firm CRD 107341
  2. Lnw
    – · 5 years
    Seattle, WA · Adviser representative · Firm CRD 113400
  3. Threshold Group, LLC
    – · 10 years
    Gig Harbor, WA · Adviser representative · Firm CRD 129903

Credentials and registrations

Professional designations

Listed by Laird Norton Wetherby Wealth Management

  • Certified Public Accountant
  • Personal Financial Specialist

Investment adviser representative registrations

Washington3 December 2025
Status
Approved

Examinations

Series 6510 May 2007
Name
Uniform Investment Adviser Law Examination

Individual record

Full name
Kristen Powers Bauer
CRD
5223280
Office
801 SECOND AVENUE, SUITE 1600, Seattle, WA 98104

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Kristen Bauer work?

Kristen Bauer has been CEO of Laird Norton Wetherby Wealth Management, LLC since January 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Is Kristen Bauer a financial advisor?

Yes. Kristen Bauer has a current investment-adviser registration in Washington, through Laird Norton Wetherby Wealth Management since December 2025.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Kristen Bauer have?

Kristen Bauer has 17 years in the financial industry, since October 2009, across 3 adviser firms.

Source: IAPD individual record, checked 18 October 2026

What exams has Kristen Bauer passed?

Kristen Bauer passed the Series 65 in May 2007.

Source: IAPD individual record, checked 18 October 2026

Where did Kristen Bauer work before Laird Norton Wetherby Wealth Management?

Before Laird Norton Wetherby Wealth Management, Kristen Bauer was registered through Threshold Group, LLC, May 2007 to December 2017.

Source: IAPD individual record, checked 18 October 2026

Where is Kristen Bauer based?

Kristen Bauer’s registered office is in Seattle, WA.

Source: IAPD individual record, checked 18 October 2026

Leadership at Laird Norton Wetherby Wealth Management

Sources

  1. IAPD individual record, CRD 5223280. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Laird Norton Wetherby Wealth Management, LLC, filed 31 March 2026. Title, control and ownership bands.
  3. Laird Norton Wetherby Wealth Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

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