Kory Swekla has been Managing Member and Chief Executive Officer of Ascension Wealth Partners since July 2008, is a control person of the firm and directly owns between 50% and 75% of it.
Ascension Wealth Partners, LLC is a Pleasant Hill, CA firm with $137M under management, 40 clients and 2 advisers in one office, as of its January 2026 filing.
Kory Swekla is Chief Executive Officer and President of Ascension Wealth Partners, LLC. He has over twenty-two years of financial services industry experience. He has managed portfolios for high net worth individuals at firms in both Canada and the United States, and established Ascension Wealth Partners.
Kory Swekla’s longest registration is the current one, 18 years at Ascension Wealth Partners since 2008. Before joining Ascension Wealth Partners in 2008, Kory Swekla was registered through Equius Partners, Inc. and Stein Roe Investment Counsel, Inc.
- – present · 18 yearsPleasant Hill, CA · Adviser representative · Firm CRD 146451
- Equius Partners, Inc.– · 2 yearsNovato, CA · Adviser representative · Firm CRD 110450
- Stein Roe Investment Counsel, Inc.– · 4 yearsSanfrancisco, CA · Adviser representative · Firm CRD 109644
Professional designations
Listed by Ascension Wealth Partners
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Kory Swekla is registered as an investment adviser representative in California, since March 2008.
- CaliforniaSince 10 March 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 August 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Kory Kenneth Swekla
- CRD
- 4518467
- Firm
- Ascension Wealth Partners · CRD 146451
- Role
- Managing Member and Chief Executive Officer
- Office
- 391 TAYLOR BOULEVARD, SUITE 125, Pleasant Hill, CA 94523
- Registration
- Investment adviser registration
- In the industry since
- January 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ascensionwp.com
Where does Kory Swekla work?
Kory Swekla has been Managing Member and Chief Executive Officer of Ascension Wealth Partners, LLC since July 2008, and is a control person of the firm.
Is Kory Swekla a financial advisor?
Yes. Kory Swekla has a current investment-adviser registration in California, through Ascension Wealth Partners since March 2008.
How many years of experience does Kory Swekla have?
Kory Swekla has 25 years in the financial industry, since January 2001, across 3 adviser firms.
What exams has Kory Swekla passed?
Kory Swekla passed the Series 65 in August 2000.
Where did Kory Swekla work before Ascension Wealth Partners?
Before Ascension Wealth Partners, Kory Swekla was registered through Stein Roe Investment Counsel, Inc., December 2000 to March 2005.
Where is Kory Swekla based?
Kory Swekla’s registered office is in Pleasant Hill, CA.
Is Kory Swekla registered with FINRA?
No. Kory Swekla has no current broker registration.
Is Kory Swekla a CFA charterholder?
Ascension Wealth Partners lists Kory Swekla with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Kory Swekla’s record?
Search CRD 4518467 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kory Swekla’s full registration record.