Role at Commonwealth Equity Services
- Title on Schedule A
- Manager
- Control
- Kirby Horan-adams is a control person of Commonwealth Equity Services.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Kirby Horan-adams has held the filed role since August 2025.
The firm
Form ADV filed 29 September 2026
Career on record
- Passed Series 99TO · 2023
- LPL Financial LLCCurrent– present · 5 yearsFort Mill, SC · Adviser representative · Firm CRD 6413
- Fortigent, LLC– · 2 yearsFort Mill, SC · Adviser representative · Firm CRD 138164
- Passed Series 24 · 2020
- Passed SIE · 2018
- Fortigent, LLC– · 7 yearsFort Mill, SC · Adviser representative · Firm CRD 138164
- Nestwise LLC– · 1 yearBoston, MA · Adviser representative · Firm CRD 164466
- LPL Financial LLC– · 16 yearsFort Mill, SC · Adviser representative · Firm CRD 6413
- Passed Series 7 and Series 66 · 2006
Registrations and exams
Kirby Horan-adams has a current investment-adviser registration in South Carolina and has passed 5 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| South Carolina | Investment adviser representative | Approved | 17 December 2021 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 28 April 2006 |
| Series 24 | General Securities Principal Examination | 21 October 2020 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 14 March 2006 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Kirby Lepak Horan-adams
- CRD
- 5097259
- Registration status
- Investment adviser and broker registrations
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Kirby Horan-adams work?
Kirby Horan-adams has been Manager of Commonwealth Equity Services, LLC since August 2025, and is a control person of the firm.
Is Kirby Horan-adams a financial advisor?
Yes. Kirby Horan-adams has a current investment-adviser registration in South Carolina, as of 18 October 2026.
How many years of experience does Kirby Horan-adams have?
Kirby Horan-adams has worked in the financial industry for 20 years as of 18 October 2026, counted from 14 March 2006, across 3 adviser firms.
What exams has Kirby Horan-adams passed?
Kirby Horan-adams has passed 5 licensing exams: the Series 7, Series 66, SIE, Series 24 and Series 99TO. The earliest, the Series 7, was passed in March 2006.
Where was Kirby Horan-adams previously registered as an investment adviser?
Kirby Horan-adams has past investment-adviser registrations through Fortigent, LLC, December 2021 to February 2024; Fortigent, LLC, April 2015 to December 2021; Nestwise LLC, October 2012 to October 2013; LPL Financial LLC, May 2006 to December 2021, across 3 firms.
Leadership at Commonwealth Equity Services
- Wayne Michael BloomManaging Director, Chief Executive Officer
- Peggy Lynn HoGeneral Counsel, Senior Vice President
- Christopher Anthony Trapnell KlomanChief Operations Officer, President
- Jonathan C. CleasbyChief Financial Officer
- Robert Eric MolinariRIA Chief Compliance Officer
- Matthew John SugdenBD Chief Compliance Officer
- Jonathan Christiaan BohsManaging Principal, Operations
- Steven Philip MorrisonManager
- Brian Thomas PriceManaging Principal, Chief Investment Officer