Kimson Cao has been an investment adviser representative at San Blas Advisory since June 2026, and is not listed among the firm’s executive officers or direct owners.
San Blas Advisory, Inc. is an Atlanta, GA firm with $219M under management, 665 clients and 9 advisers across 5 offices, as of its August 2026 filing.
Kimson Cao’s longest registration was 13 years at Edward Jones (2010–2024). Before joining San Blas Advisory in 2026, Kimson Cao was registered through SB Advisory, LLC and Edward Jones.
- San Blas Advisory, Inc.Current– present · under a yearHouston, TX · Adviser representative · Firm CRD 296929
- SB Advisory, LLCAlso current– present · 2 yearsHouston, TX · Adviser representative · Firm CRD 154680
- SB Advisory, LLC– · under a yearAtlanta, GA · Adviser representative · Firm CRD 154680
- Edward Jones– · 13 yearsHouston, TX · Adviser representative · Firm CRD 250
- Jonathan Roberts Advisory Group, Inc.– · 3 yearsHouston, TX · Adviser representative · Firm CRD 112294
Investment adviser representative registrations
Kimson Cao is registered as an investment adviser representative in Texas, since October 2024.
- TexasSince 21 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 8 June 2004 |
| Series 7 | General Securities Representative Examination | 11 May 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kimson Huu Cao
- CRD
- 4357783
- Firm
- San Blas Advisory · CRD 296929
- Office
- Houston, TX
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Kimson Cao work?
Kimson Cao is an investment adviser representative registered through San Blas Advisory, Inc. since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Kimson Cao a financial advisor?
Yes. Kimson Cao has a current investment-adviser registration in Texas, through San Blas Advisory since June 2026.
How many years of experience does Kimson Cao have?
Kimson Cao has 22 years in the financial industry, since May 2004, across 4 adviser firms.
What exams has Kimson Cao passed?
Kimson Cao has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in May 2004. FINRA credited Kimson Cao with the SIE, which began in October 2018.
Where did Kimson Cao work before San Blas Advisory?
Before San Blas Advisory, Kimson Cao was registered through SB Advisory, LLC, August 2024 to August 2024; Edward Jones, November 2010 to August 2024; Jonathan Roberts Advisory Group, Inc., February 2007 to December 2010.
Where is Kimson Cao based?
Kimson Cao’s registered office is in Houston, TX.
Is Kimson Cao registered with FINRA?
Yes. Kimson Cao has a current broker registration, under CRD 4357783.
Source: FINRA BrokerCheck
How can I verify Kimson Cao’s record?
Search CRD 4357783 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kimson Cao’s full registration record.