Kimberly Leggett has been an investment adviser representative at Excalibur Management since November 2019, and is not listed among the firm’s executive officers or direct owners.
Excalibur Management Corp is a Waltham, MA firm with $712M under management, 307 clients and 7 advisers across 5 offices, as of its September 2026 filing.
Kimberly Leggett’s longest registration was 8 years at Sierra Financial Management Corporation (2011–2020). Before joining Excalibur Management in 2019, Kimberly Leggett was registered through Sierra Financial Management Corporation.
- Sierra Financial Management Corporation– · 8 yearsWellesley, MA · Adviser representative · Firm CRD 138696
Investment adviser representative registrations
Kimberly Leggett is registered as an investment adviser representative in 2 states. The first approvals date from November 2019; the most recent is Texas, in December 2025.
- MassachusettsSince 5 November 2019
- TexasSince 10 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 February 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Kimberly Louree Leggett
- CRD
- 5340071
- Firm
- Excalibur Management · CRD 110836
- Registration
- Investment adviser registration
- In the industry since
- December 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Kimberly Leggett work?
Kimberly Leggett is an investment adviser representative registered through Excalibur Management Corp since November 2019, and is not listed among the firm’s executive officers or direct owners.
Is Kimberly Leggett a financial advisor?
Yes. Kimberly Leggett has a current investment-adviser registration in Massachusetts and Texas, through Excalibur Management since November 2019.
How many years of experience does Kimberly Leggett have?
Kimberly Leggett has 14 years in the financial industry, since December 2011, across 2 adviser firms.
What exams has Kimberly Leggett passed?
Kimberly Leggett passed the Series 65 in February 2001.
Is Kimberly Leggett registered with FINRA?
No. Kimberly Leggett has no current broker registration.
How can I verify Kimberly Leggett’s record?
Search CRD 5340071 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kimberly Leggett’s full registration record.