Kieran Wong has been an investment adviser representative at Prosperitas Financial since August 2021, and is not listed among the firm’s executive officers or direct owners.
Prosperitas Financial, LLC is a Valencia, CA firm with $812M under management, 2,138 clients and 23 advisers across 2 offices, as of its September 2026 filing.
Kieran Wong’s longest registration is the current one, 5 years at Prosperitas Financial since 2021. Before joining Prosperitas Financial in 2021, Kieran Wong was registered through Next Financial Group, Inc.
- Prosperitas Financial, LLCCurrent– present · 5 yearsEagle, ID · Adviser representative · Firm CRD 315768
- Next Financial Group, Inc.– · 3 yearsBoise, ID · Adviser representative · Firm CRD 46214
Investment adviser representative registrations
Kieran Wong is registered as an investment adviser representative in 2 states. The first approvals date from August 2021; the most recent is Idaho, in November 2025.
- CaliforniaSince 30 August 2021
- IdahoSince 7 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 12 April 2019 |
| SIE | Securities Industry Essentials Examination | 25 February 2019 |
| Series 66 | Uniform Combined State Law Examination | 15 January 2019 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Kieran Thomas Wong
- CRD
- 7028630
- Firm
- Prosperitas Financial · CRD 315768
- Office
- 1036 E. Iron Eagle Dr., Eagle, ID 83616
- Registration
- Investment adviser registration
- In the industry since
- April 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Kieran Wong work?
Kieran Wong is an investment adviser representative registered through Prosperitas Financial, LLC since August 2021, and is not listed among the firm’s executive officers or direct owners.
Is Kieran Wong a financial advisor?
Yes. Kieran Wong has a current investment-adviser registration in California and Idaho, through Prosperitas Financial since August 2021.
How many years of experience does Kieran Wong have?
Kieran Wong has 7 years in the financial industry, since April 2019, across 2 adviser firms.
What exams has Kieran Wong passed?
Kieran Wong has passed 3 licensing exams: the Series 66, SIE and Series 7TO. The earliest, the Series 66, was passed in January 2019.
Where is Kieran Wong based?
Kieran Wong’s registered office is in Eagle, ID.
Is Kieran Wong registered with FINRA?
No. Kieran Wong has no current broker registration.
How can I verify Kieran Wong’s record?
Search CRD 7028630 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kieran Wong’s full registration record.
