Kevin Yeoman has been Member/Chief Compliance Officer of TreeTop Wealth Management since October 2010, is a control person of the firm and directly owns between 25% and 50% of it. Kevin Yeoman holds a Bachelor of Science in Business from Xavier University.
Treetop Wealth Management, LLC is a Northfield, IL firm with $210M under management, 100 clients and 3 advisers in one office, as of its January 2026 filing.
Kevin Yeoman is one of the founders and managing Principals of TreeTop Wealth Management, based in Northfield, IL. He has been in the financial services industry for over 14 years. Before founding TreeTop, he was Vice President and Senior Account Executive of the Private Client Group at Fidelity Investments in Highland Park, IL, and earlier worked at the Chicago Mercantile Exchange.
Kevin Yeoman’s longest registration is the current one, 16 years at TreeTop Wealth Management since 2010. Before joining TreeTop Wealth Management in 2010, Kevin Yeoman was registered through Strategic Advisers, Inc.
- – present · 16 yearsNorthfield, IL · Adviser representative · Firm CRD 155013
- Strategic Advisers, Inc.– · 7 yearsHighland Park,, IL · Adviser representative · Firm CRD 104555
Professional designations
Listed by TreeTop Wealth Management
- CFP®
Investment adviser representative registrations
Kevin Yeoman is registered as an investment adviser representative in Illinois, since October 2010.
- IllinoisSince 13 October 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 21 January 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 March 2001 |
| Series 7 | General Securities Representative Examination | 21 November 2000 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kevin Michael Yeoman
- CRD
- 2636473
- Firm
- TreeTop Wealth Management · CRD 155013
- Role
- Member/Chief Compliance Officer
- Office
- ONE NORTHFIELD PLAZA, SUITE 106, Northfield, IL 60093
- Registration
- Investment adviser registration
- In the industry since
- April 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- treetopwm.com
Where does Kevin Yeoman work?
Kevin Yeoman has been Member/Chief Compliance Officer of Treetop Wealth Management, LLC since October 2010, and is a control person of the firm.
Is Kevin Yeoman a financial advisor?
Yes. Kevin Yeoman has a current investment-adviser registration in Illinois, through TreeTop Wealth Management since October 2010.
How many years of experience does Kevin Yeoman have?
Kevin Yeoman has 23 years in the financial industry, since April 2003, across 2 adviser firms.
What exams has Kevin Yeoman passed?
Kevin Yeoman has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in November 2000.
Where is Kevin Yeoman based?
Kevin Yeoman’s registered office is in Northfield, IL.
Is Kevin Yeoman registered with FINRA?
No. Kevin Yeoman has no current broker registration.
Is Kevin Yeoman a CFP?
TreeTop Wealth Management lists Kevin Yeoman with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Kevin Yeoman’s record?
Search CRD 2636473 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kevin Yeoman’s full registration record.
