David Pedley has held the title Member at TreeTop Wealth Management since October 2010, is a control person of the firm and directly owns between 25% and 50% of it. David Pedley holds a Bachelor of Science in Business from Miami University (OH).
Treetop Wealth Management, LLC is a Northfield, IL firm with $210M under management, 100 clients and 3 advisers in one office, as of its January 2026 filing.
David Pedley is one of the founders and managing principals of TreeTop Wealth Management, based in Northfield, IL. He has been in the financial services industry for more than 14 years. Before founding TreeTop, he was a Vice President and Senior Account Executive of the Private Client Group at Fidelity Investments in Highland Park, IL.
David Pedley’s longest registration is the current one, 16 years at TreeTop Wealth Management since 2010. Before joining TreeTop Wealth Management in 2010, David Pedley was registered through Strategic Advisers, Inc.
- – present · 16 yearsNorthfield, IL · Adviser representative · Firm CRD 155013
- Strategic Advisers, Inc.– · 7 yearsHighland Park, IL · Adviser representative · Firm CRD 104555
Professional designations
Listed by TreeTop Wealth Management
- CFP®
Investment adviser representative registrations
David Pedley is registered as an investment adviser representative in Illinois, since October 2010.
- IllinoisSince 13 October 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 9 June 2009 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 March 2009 |
| Series 66 | Uniform Combined State Law Examination | 2 April 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 July 1998 |
| Series 7 | General Securities Representative Examination | 2 July 1998 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David John Pedley
- CRD
- 3068557
- Firm
- TreeTop Wealth Management · CRD 155013
- Role
- Member
- Office
- ONE NORTHFIELD PLAZA, SUITE 106, Northfield, IL 60093
- Registration
- Investment adviser registration
- In the industry since
- April 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- treetopwm.com
Where does David Pedley work?
David Pedley has held the title Member at Treetop Wealth Management, LLC since October 2010, and is a control person of the firm.
Is David Pedley a financial advisor?
Yes. David Pedley has a current investment-adviser registration in Illinois, through TreeTop Wealth Management since October 2010.
How many years of experience does David Pedley have?
David Pedley has 23 years in the financial industry, since April 2003, across 2 adviser firms.
What exams has David Pedley passed?
David Pedley has passed 5 licensing exams: the Series 7, Series 63, Series 66, Series 9 and Series 10. The earliest, the Series 7, was passed in July 1998.
Where is David Pedley based?
David Pedley’s registered office is in Northfield, IL.
Is David Pedley registered with FINRA?
No. David Pedley has no current broker registration.
Is David Pedley a CFP?
TreeTop Wealth Management lists David Pedley with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify David Pedley’s record?
Search CRD 3068557 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Pedley’s full registration record.
