Kevin Shorts has been an investment adviser representative at Tribeca Financial since January 2012, and is not listed among the firm’s executive officers or direct owners.
Tribeca Financial, LLC is a Mesa, AZ firm with $248M under management, 248 clients and 5 advisers across 3 offices, as of its March 2026 filing.
Kevin Shorts’ longest registration is the current one, 14 years at Tribeca Financial since 2012. Before joining Tribeca Financial in 2012, Kevin Shorts was registered through Tribeca Advisors, LLC.
- Tribeca Financial, LLCCurrent– present · 14 yearsGilbert, AZ · Adviser representative · Firm CRD 113245
- Tribeca Advisors, LLC– · 2 yearsMesa, AZ · Adviser representative · Firm CRD 148283
Investment adviser representative registrations
Kevin Shorts is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2012; the most recent is Texas, in May 2021.
- ArizonaSince 25 January 2012
- TexasResidentSince 18 May 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 October 2008 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Kevin Dean Shorts
- CRD
- 5605051
- Firm
- Tribeca Financial · CRD 113245
- Office
- Gilbert, AZ
- Registration
- Investment adviser registration
- In the industry since
- February 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Kevin Shorts work?
Kevin Shorts is an investment adviser representative registered through Tribeca Financial, LLC since January 2012, and is not listed among the firm’s executive officers or direct owners.
Is Kevin Shorts a financial advisor?
Yes. Kevin Shorts has a current investment-adviser registration in Arizona and Texas, through Tribeca Financial since January 2012.
How many years of experience does Kevin Shorts have?
Kevin Shorts has 17 years in the financial industry, since February 2009, across 2 adviser firms.
What exams has Kevin Shorts passed?
Kevin Shorts passed the Series 65 in October 2008.
Where did Kevin Shorts work before Tribeca Financial?
Before Tribeca Financial, Kevin Shorts was registered through Tribeca Advisors, LLC, April 2009 to December 2011.
Where is Kevin Shorts based?
Kevin Shorts’ registered office is in Gilbert, AZ.
Is Kevin Shorts registered with FINRA?
No. Kevin Shorts has no current broker registration.
How can I verify Kevin Shorts’ record?
Search CRD 5605051 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kevin Shorts’ full registration record.