Ryan Ricedorff has been Chief Compliance Officer of Tribeca Financial since March 2022, is a control person of the firm and directly owns between 50% and 75% of it.
Tribeca Financial, LLC is a Mesa, AZ firm with $248M under management, 248 clients and 5 advisers across 3 offices, as of its March 2026 filing.
Ryan Ricedorff’s longest registration is the current one, 13 years at Tribeca Financial since 2012. Before joining Tribeca Financial in 2012, Ryan Ricedorff was registered through Tribeca Advisors, LLC and Vanguard Advisers Inc.
- Vista Wealth Partners– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 283855
- Arista Wealth Management, LLC– · 7 yearsLas Vegas, NV · Adviser representative · Firm CRD 141504
- Pioneer Advisors, LLC– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 148958
- Tribeca Financial, LLCCurrent– present · 13 yearsMesa, AZ · Adviser representative · Firm CRD 113245
- Tribeca Advisors, LLC– · 2 yearsMesa, AZ · Adviser representative · Firm CRD 148283
- Vanguard Advisers Inc– · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 106715
Investment adviser representative registrations
Ryan Ricedorff is registered as an investment adviser representative in 3 states. The first approvals date from November 2012; the most recent is Alaska, in March 2026.
- AlaskaSince 10 March 2026
- ArizonaSince 29 November 2012
- TexasSince 1 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 October 2007 |
| Series 66 | Uniform Combined State Law Examination | 16 September 2002 |
| Series 7 | General Securities Representative Examination | 10 July 2002 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Ryan J Ricedorff
- CRD
- 4547584
- Firm
- Tribeca Financial · CRD 113245
- Role
- Chief Compliance Officer
- Office
- 1635 NORTH GREENFIELD ROAD, SUITE 115, Mesa, AZ 85205
- Registration
- Investment adviser registration
- In the industry since
- January 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Ryan Ricedorff work?
Ryan Ricedorff has been Chief Compliance Officer of Tribeca Financial, LLC since March 2022, and is a control person of the firm.
Is Ryan Ricedorff a financial advisor?
Yes. Ryan Ricedorff has a current investment-adviser registration in Alaska, Arizona and Texas, through Tribeca Financial since November 2012.
How many years of experience does Ryan Ricedorff have?
Ryan Ricedorff has 20 years in the financial industry, since January 2006, across 6 adviser firms.
What exams has Ryan Ricedorff passed?
Ryan Ricedorff has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in July 2002.
Where did Ryan Ricedorff work before Tribeca Financial?
Before Tribeca Financial, Ryan Ricedorff was registered through Tribeca Advisors, LLC, April 2009 to December 2011; Vanguard Advisers Inc, September 2002 to May 2005.
Where is Ryan Ricedorff based?
Ryan Ricedorff’s registered office is in Mesa, AZ.
Is Ryan Ricedorff registered with FINRA?
No. Ryan Ricedorff has no current broker registration.
How can I verify Ryan Ricedorff’s record?
Search CRD 4547584 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ryan Ricedorff’s full registration record.