Kevin Murray has been Chief Compliance Officer of Murray Financial Services since April 2015, is a control person of the firm and directly owns 75% or more of it.
Murray Financial Services, Inc is a Chico, CA firm with $134M under management, 132 clients and 2 advisers in one office, as of its March 2026 filing.
Kevin I. Murray founded Murray Financial Services, based in Chico, CA, in 2006. He began his career at Dean Witter Reynolds in Sacramento, CA, relocated to Chico in 1998, and continued to build his practice there while affiliated with Edward Jones until he left in 2006.
Kevin Murray’s longest registration is the current one, 11 years at Murray Financial Services since 2015. Before joining Murray Financial Services in 2015, Kevin Murray was registered through LPL Financial LLC.
- – present · 11 yearsChico, CA · Adviser representative · Firm CRD 176528
- LPL Financial LLC– · 10 yearsChico, CA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Kevin Murray is registered as an investment adviser representative in 2 states. Each was approved in October 2015.
- CaliforniaSince 5 October 2015
- TexasSince 16 October 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 9 October 2006 |
| Series 66 | Uniform Combined State Law Examination | 24 July 2006 |
| Series 31 | Futures Managed Funds Examination | 24 June 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 January 1994 |
| Series 7 | General Securities Representative Examination | 19 November 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kevin Ian Murray
- CRD
- 2404155
- Firm
- Murray Financial Services · CRD 176528
- Role
- Chief Compliance Officer
- Office
- 140 YELLOWSTONE DRIVE, Chico, CA 95973
- Registration
- Investment adviser registration
- In the industry since
- November 1993
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- murrayfinancialservices.com
Where does Kevin Murray work?
Kevin Murray has been Chief Compliance Officer of Murray Financial Services, Inc since April 2015, and is a control person of the firm.
Is Kevin Murray a financial advisor?
Yes. Kevin Murray has a current investment-adviser registration in California and Texas, through Murray Financial Services since October 2015.
How many years of experience does Kevin Murray have?
Kevin Murray has 32 years in the financial industry, since November 1993, across 2 adviser firms.
What exams has Kevin Murray passed?
Kevin Murray has passed 5 licensing exams: the Series 7, Series 63, Series 31, Series 66 and Series 24. The earliest, the Series 7, was passed in November 1993. FINRA credited Kevin Murray with the SIE, which began in October 2018.
Where is Kevin Murray based?
Kevin Murray’s registered office is in Chico, CA.
Is Kevin Murray registered with FINRA?
No. Kevin Murray has no current broker registration.
How can I verify Kevin Murray’s record?
Search CRD 2404155 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kevin Murray’s full registration record.
