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Kevin Murray, portrait

Kevin Murray

Chief Compliance Officer at Murray Financial Services in Chico, CA

Investment adviser registrationUpdated

Kevin Murray is Chief Compliance Officer of Murray Financial Services, Inc, an investment adviser managing $134M, and works from its Chico, CA office. Kevin Murray has been registered as an investment adviser representative through Murray Financial Services since 5 October 2015, has 32 years in the industry across 2 firms and has passed 5 licensing exams.

32
Years in industry
11
Years at firm
2
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Kevin Murray has been Chief Compliance Officer of Murray Financial Services since April 2015, is a control person of the firm and directly owns 75% or more of it.

Murray Financial Services, Inc is a Chico, CA firm with $134M under management, 132 clients and 2 advisers in one office, as of its March 2026 filing.

Kevin I. Murray founded Murray Financial Services, based in Chico, CA, in 2006. He began his career at Dean Witter Reynolds in Sacramento, CA, relocated to Chico in 1998, and continued to build his practice there while affiliated with Edward Jones until he left in 2006.

Kevin Murray’s longest registration is the current one, 11 years at Murray Financial Services since 2015. Before joining Murray Financial Services in 2015, Kevin Murray was registered through LPL Financial LLC.

  1. – present · 11 years
    Chico, CA · Adviser representative · Firm CRD 176528
  2. LPL Financial LLC
    – · 10 years
    Chico, CA · Adviser representative · Firm CRD 6413

Credentials and registrations

Investment adviser representative registrations

Kevin Murray is registered as an investment adviser representative in 2 states. Each was approved in October 2015.

  • CaliforniaSince 5 October 2015
  • TexasSince 16 October 2015

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 249 October 2006
Name
General Securities Principal Examination
Series 6624 July 2006
Name
Uniform Combined State Law Examination
Series 3124 June 1994
Name
Futures Managed Funds Examination
Series 6317 January 1994
Name
Uniform Securities Agent State Law Examination
Series 719 November 1993
Name
General Securities Representative Examination

Key facts

Full name
Kevin Ian Murray
CRD
2404155
Firm
Murray Financial Services · CRD 176528
Role
Chief Compliance Officer
Office
140 YELLOWSTONE DRIVE, Chico, CA 95973
Registration
Investment adviser registration
In the industry since
November 1993
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Kevin Murray work?

Kevin Murray has been Chief Compliance Officer of Murray Financial Services, Inc since April 2015, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 26 March 2026

Is Kevin Murray a financial advisor?

Yes. Kevin Murray has a current investment-adviser registration in California and Texas, through Murray Financial Services since October 2015.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Kevin Murray have?

Kevin Murray has 32 years in the financial industry, since November 1993, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Kevin Murray passed?

Kevin Murray has passed 5 licensing exams: the Series 7, Series 63, Series 31, Series 66 and Series 24. The earliest, the Series 7, was passed in November 1993. FINRA credited Kevin Murray with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where is Kevin Murray based?

Kevin Murray’s registered office is in Chico, CA.

Source: IAPD individual record, checked 22 October 2026

Is Kevin Murray registered with FINRA?

No. Kevin Murray has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Kevin Murray’s record?

Search CRD 2404155 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kevin Murray’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 2404155, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Murray Financial Services, Inc, filed 26 March 2026. Title, control and ownership bands.
  3. Murray Financial Services team page. Biography, education, credentials, awards and the portrait, reproduced for identification.