Kevin McMillan has been an investment adviser representative at Spectrum Financial Resources since June 2020, and is not listed among the firm’s executive officers or direct owners.
Spectrum Financial Resources, LLC is a Troy, MI firm with $235M under management, 723 clients and 5 advisers across 3 offices, as of its March 2026 filing.
Kevin McMillan’s longest registration was 7 years at J.P. Morgan Securities LLC (2012–2020). Before joining Spectrum Financial Resources in 2020, Kevin McMillan was registered through J.P. Morgan Securities LLC and Chase Investment Services Corp.
- Spectrum Financial ResourcesCurrent– present · 6 yearsGrosse Pointe Farms, MI · Adviser representative · Firm CRD 127453
- J.P. Morgan Securities LLC– · 7 yearsGrosse Pointe Farms, MI · Adviser representative · Firm CRD 79
- Chase Investment Services Corp.– · 6 yearsGrosse Pointe Farms, MI · Adviser representative · Firm CRD 25574
- A. G. Edwards & Sons, Inc.– · 1 yearBloomfield Hills, MI · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Kevin McMillan is registered as an investment adviser representative in Michigan, since June 2020.
- MichiganSince 1 June 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 1 July 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 June 1999 |
| Series 7 | General Securities Representative Examination | 15 June 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kevin Findley McMillan
- CRD
- 3220748
- Firm
- Spectrum Financial Resources · CRD 127453
- Office
- 63 Kercheval Ave, Suite 215, Grosse Pointe Farms, MI 48236
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Kevin McMillan work?
Kevin McMillan is an investment adviser representative registered through Spectrum Financial Resources, LLC since June 2020, and is not listed among the firm’s executive officers or direct owners.
Is Kevin McMillan a financial advisor?
Yes. Kevin McMillan has a current investment-adviser registration in Michigan, through Spectrum Financial Resources since June 2020.
How many years of experience does Kevin McMillan have?
Kevin McMillan has 27 years in the financial industry, since September 1999, across 4 adviser firms.
What exams has Kevin McMillan passed?
Kevin McMillan has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in June 1999. FINRA credited Kevin McMillan with the SIE, which began in October 2018.
Where did Kevin McMillan work before Spectrum Financial Resources?
Before Spectrum Financial Resources, Kevin McMillan was registered through J.P. Morgan Securities LLC, October 2012 to April 2020; Chase Investment Services Corp., May 2006 to October 2012; A. G. Edwards & Sons, Inc., January 2002 to March 2003.
Where is Kevin McMillan based?
Kevin McMillan’s registered office is in Grosse Pointe Farms, MI.
Is Kevin McMillan registered with FINRA?
Yes. Kevin McMillan has a current broker registration, under CRD 3220748.
Source: FINRA BrokerCheck
How can I verify Kevin McMillan’s record?
Search CRD 3220748 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kevin McMillan’s full registration record.
