Daniel Hoban has been Managing Member/Chief Compliance Officer of Spectrum Financial Resources since October 2009, is a control person of the firm and directly owns between 50% and 75% of it.
Spectrum Financial Resources, LLC is a Troy, MI firm with $235M under management, 723 clients and 5 advisers across 3 offices, as of its March 2026 filing.
Daniel Hoban is President of Spectrum Financial Resources, based in Troy, MI. Hoban also holds the position of Registered Principal with United Planners Financial Services, and his career spans over 40 years in the financial services industry. His areas of specialization include retirement planning and investment advisory services.
- Spectrum Financial ResourcesCurrent– present · 16 yearsTroy, MI · Adviser representative · Firm CRD 127453
Investment adviser representative registrations
Daniel Hoban is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from September 2010; the most recent is Texas, in March 2024.
- MichiganSince 24 September 2010
- TexasResidentSince 26 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 August 2010 |
| Series 24 | General Securities Principal Examination | 27 April 1989 |
| Series 3 | National Commodity Futures Examination | 17 April 1985 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 April 1983 |
| Series 7 | General Securities Representative Examination | 19 February 1983 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Thomas Hoban
- CRD
- 1095185
- Firm
- Spectrum Financial Resources · CRD 127453
- Role
- Managing Member/Chief Compliance Officer
- Office
- 1661 W. BIG BEAVER, Troy, MI 48084
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1983
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- spectrumfr.com
Where does Daniel Hoban work?
Daniel Hoban has been Managing Member/Chief Compliance Officer of Spectrum Financial Resources, LLC since October 2009, and is a control person of the firm.
Is Daniel Hoban a financial advisor?
Yes. Daniel Hoban has a current investment-adviser registration in Michigan and Texas, through Spectrum Financial Resources since September 2010.
How many years of experience does Daniel Hoban have?
Daniel Hoban has 43 years in the financial industry, since February 1983, across 1 adviser firm.
What exams has Daniel Hoban passed?
Daniel Hoban has passed 5 licensing exams: the Series 7, Series 63, Series 3, Series 24 and Series 66. The earliest, the Series 7, was passed in February 1983. FINRA credited Daniel Hoban with the SIE, which began in October 2018.
Where is Daniel Hoban based?
Daniel Hoban’s registered office is in Troy, MI.
Is Daniel Hoban registered with FINRA?
Yes. Daniel Hoban has a current broker registration, under CRD 1095185.
Source: FINRA BrokerCheck
How can I verify Daniel Hoban’s record?
Search CRD 1095185 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daniel Hoban’s full registration record.