Kevin Lum has been CEO, CCO, Member of Foundry Financial since January 2019, is a control person of the firm and directly owns 75% or more of it. Kevin Lum studied at Santa Clara University and UCLA Extension.
Foundry Financial LLC is a Pasadena, CA firm with $233M under management, 184 clients and 10 advisers across 11 offices, as of its September 2026 filing.
Kevin Lum is Founder of Foundry Financial and hosts Retirement Made Simple, a podcast and YouTube channel about retiring without worry. He works with savers on tax planning in retirement, including Roth conversions, Social Security timing and withdrawal sequencing. Earlier he spent years in the nonprofit world, including at Sojourners, where he built a national network of leaders working to reduce poverty.
- Foundry Financial LLCCurrent– present · 7 yearsPasadena, CA · Adviser representative · Firm CRD 300122
Professional designations
Listed by Foundry Financial
- CFP®
Investment adviser representative registrations
Kevin Lum is registered as an investment adviser representative in 3 states. The first approvals date from June 2019; the most recent is Florida, in October 2024.
- CaliforniaSince 18 June 2019
- FloridaSince 8 October 2024
- TexasSince 10 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 December 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Kevin Duane Lum
- CRD
- 7054281
- Firm
- Foundry Financial · CRD 300122
- Role
- CEO, CCO, Member
- Office
- 479 S MARENGO AVE, Pasadena, CA 91101
- Registration
- Investment adviser registration
- In the industry since
- February 2019
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- foundryfinancial.org
Where does Kevin Lum work?
Kevin Lum has been CEO, CCO, Member of Foundry Financial LLC since January 2019, and is a control person of the firm.
Is Kevin Lum a financial advisor?
Yes. Kevin Lum has a current investment-adviser registration in California, Florida and Texas, through Foundry Financial since February 2019.
How many years of experience does Kevin Lum have?
Kevin Lum has 7 years in the financial industry, since February 2019, across 1 adviser firm.
What exams has Kevin Lum passed?
Kevin Lum passed the Series 65 in December 2018.
Where is Kevin Lum based?
Kevin Lum’s registered office is in Pasadena, CA.
Is Kevin Lum registered with FINRA?
No. Kevin Lum has no current broker registration.
Is Kevin Lum a CFP?
Foundry Financial lists Kevin Lum with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Kevin Lum’s record?
Search CRD 7054281 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kevin Lum’s full registration record.