Kevin Keller has been an investment adviser representative at Delta Investment Management since August 2021, and is not listed among the firm’s executive officers or direct owners.
Delta Investment Management, LLC is a San Francisco, CA firm with $857M under management, 1,099 clients and 25 advisers across 11 offices, as of its April 2026 filing.
Kevin Keller is an Investment Advisor Representative at NorthStar Financial & Retirement Planning, whose advisory services are offered through Delta Investment Management. He has been in the financial services industry for more than 30 years, primarily as a Regional Sales Director for nationally known insurance and investment firms, where he coached retail investment advisors and agents throughout the Southeast.
Kevin Keller’s longest registration is the current one, 7 years at Delta Investment Management since 2019. Before joining Delta Investment Management in 2021, Kevin Keller was registered through Formula Folio Investments and Retirement Wealth Advisors, Inc.
- – present · 7 yearsCatawba, SC · Adviser representative · Firm CRD 149596
- Formula Folio Investments– · under a yearCharlotte, NC · Adviser representative · Firm CRD 153467
- Retirement Wealth Advisors, Inc.– · under a yearCharlotte, NC · Adviser representative · Firm CRD 137658
Investment adviser representative registrations
Kevin Keller is registered as an investment adviser representative in South Carolina, since August 2021.
- South CarolinaSince 12 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 September 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 14 April 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 June 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 May 1992 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kevin Dean Keller
- CRD
- 1704074
- Firm
- Delta Investment Management · CRD 149596
- Office
- Catawba, SC
- Registration
- Investment adviser registration
- In the industry since
- July 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- northstar65.com
Where does Kevin Keller work?
Kevin Keller is an investment adviser representative registered through Delta Investment Management, LLC since August 2021, and is not listed among the firm’s executive officers or direct owners.
Is Kevin Keller a financial advisor?
Yes. Kevin Keller has a current investment-adviser registration in South Carolina, through Delta Investment Management since August 2021.
How many years of experience does Kevin Keller have?
Kevin Keller has 29 years in the financial industry, since July 1997, across 3 adviser firms.
What exams has Kevin Keller passed?
Kevin Keller has passed 4 licensing exams: the Series 6, Series 63, Series 26 and Series 65. The earliest, the Series 6, was passed in May 1992. FINRA credited Kevin Keller with the SIE, which began in October 2018.
Where did Kevin Keller work before Delta Investment Management?
Before Delta Investment Management, Kevin Keller was registered through Formula Folio Investments, September 2018 to April 2019; Retirement Wealth Advisors, Inc., September 2018 to April 2019.
Where is Kevin Keller based?
Kevin Keller’s registered office is in Catawba, SC.
Is Kevin Keller registered with FINRA?
No. Kevin Keller has no current broker registration.
How can I verify Kevin Keller’s record?
Search CRD 1704074 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kevin Keller’s full registration record.
