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Kevin Grogan

Chief Investment Officer of Systematic Strategies at Focus Advisor Solutions

Investment adviser registrationSEC record checked 18 October 2026

17
Years in the industry
2
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

Kevin Grogan is Chief Investment Officer of Systematic Strategies of Focus Advisor Solutions, LLC, a ST. Louis investment adviser managing $41.5B. Kevin Grogan has 17 years in the industry across 2 firms and has passed the Series 65.

Role at Focus Advisor Solutions

Title on Schedule A
Chief Investment Officer of Systematic Strategies
Control
Kevin Grogan is a control person of Focus Advisor Solutions.
Ownership
An individual ownership band is not available in the source record.
Tenure
Kevin Grogan has held the filed role since December 2022.

The firm

Focus Advisor Solutions, LLC
ST. Louis, MO

Form ADV filed 5 August 2026

$41.5B AUM35,101 clients46 advisers1 offices

Career on record

Firms and exams, newest first
  1. Focus Partners Wealth, LLCCurrent
    – present · 2 years
    Clayton, MO · Adviser representative · Firm CRD 159289
  2. Buckingham Strategic Wealth, LLC
    – · 15 years
    St Louis, MO · Adviser representative · Firm CRD 143323
  3. Passed Series 65 · 2009

Registrations and exams

Kevin Grogan has a current investment-adviser registration in Missouri and has passed 1 qualifying exam.

Missouri1 July 2024
Scope
Investment adviser representative
Status
Approved

Examinations

Series 652 July 2009
Name
Uniform Investment Adviser Law Examination

Individual record

Full name
Kevin Andrew Grogan
CRD
5691762
Firm
Focus Advisor Solutions, LLC
Registration status
Investment adviser registration
Firm bio
advisor.focuspartners.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Focus Partners lists Kevin Grogan as chief investment officer of Systematic Strategies. Official firm team page (filed-domain URL redirects to this page)

Common questions

Where does Kevin Grogan work?

Kevin Grogan has been Chief Investment Officer of Systematic Strategies of Focus Advisor Solutions, LLC since December 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 5 August 2026

Is Kevin Grogan a financial advisor?

Yes. Kevin Grogan has a current investment-adviser registration in Missouri, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Kevin Grogan have?

Kevin Grogan has worked in the financial industry for 17 years as of 18 October 2026, counted from 6 July 2009, across 2 adviser firms.

Source: IAPD individual record, checked 18 October 2026

What exams has Kevin Grogan passed?

Kevin Grogan passed the Series 65 in July 2009.

Source: IAPD individual record, checked 18 October 2026

Where was Kevin Grogan previously registered as an investment adviser?

Kevin Grogan has past investment-adviser registrations through Buckingham Strategic Wealth, LLC, July 2009 to July 2024, across 2 firms.

Source: IAPD individual record, checked 18 October 2026

Leadership at Focus Advisor Solutions

  • Adam Birenbaum
    Chief Executive Officer
  • Jonathan Scheid
    President
  • Dhruv Gupta
    Chief Financial Officer
  • Gina Bradley
    Chief Operating Officer
  • Jeffery Yorg
    Head of Legal and Chief Compliance Officer, Focus Partners Advisor Solutions and Sa Funds
  • Howard Lee
    Managing Director
  • Karla Sullivan
    Senior VP, Segment General Counsel

Sources

  1. IAPD individual record, CRD 5691762. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Focus Advisor Solutions, LLC, filed 5 August 2026. Title, control and ownership bands.
  3. Focus Advisor Solutions team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kevin Grogan or Focus Advisor Solutions, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.